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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

LOCORR FUND MANAGEMENT, LLC

CRD 156247

EXCELSIOR, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a531fc5-9f1a-e653-6ca2-764bee87084c

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Mar 26, 2012 to Feb 26, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=5.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-02-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Individual clients: 0
High net worth clients: 0
SEC number: 801-72130
CIK: 1506768
CRD: 156247
Filings on the tape: 20
First filed: Mar 26, 2012
Latest filed: Feb 26, 2026
Organised: Limited Liability Company, MN

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESSEN, JON, CHADWICK	Manager	F	yes	04/2008	Mar 26, 2012	Mar 11, 2024
ESSEN, JON, CHADWICK	Cfo	Na	yes	11/2010	Mar 26, 2012	Mar 11, 2024
KINZIE, KEVIN, MICHAEL	Manager	C	yes	08/2002	Mar 26, 2012	Mar 11, 2024
KINZIE, KEVIN, MICHAEL	Ceo	Na	yes	11/2010	Mar 26, 2012	Mar 11, 2024
OCTAVUS GROUP, LLC	Owner	E	yes	11/2010	Mar 26, 2012	Mar 11, 2024
HULL, BRIAN, FRANCIS	Cco	Na	no	11/2019	Dec 13, 2019	Mar 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STEBEN & COMPANY, LLC	n/a	Asset manager	$69.2M	N	yes	n/a
LOCORR DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$2.5B	$2.5B	8	7	0	n/a	n/a
2024	Mar 19, 2025	$2.7B	$2.7B	8	7	0	n/a	n/a
2023	Mar 11, 2024	$3.0B	$3.0B	8	7	0	n/a	n/a
2022	Mar 16, 2023	$4.4B	$4.4B	8	7	0	n/a	n/a
2021	Mar 8, 2022	$2.7B	$2.7B	8	7	0	n/a	n/a
2020	Mar 23, 2021	$2.0B	$2.0B	8	7	0	n/a	n/a
2019	Mar 26, 2020	$1.5B	$1.5B	8	7	0	n/a	n/a
2018	Mar 28, 2019	$1.3B	$1.3B	10	7	0	n/a	n/a
2017	Mar 16, 2018	$1.7B	$1.7B	7	7	0	n/a	n/a
2016	Mar 22, 2017	$2.3B	$2.3B	5	5	n/a	n/a	n/a
2015	Mar 29, 2016	$1.6B	$1.6B	6	6	n/a	n/a	n/a
2014	Mar 24, 2015	$746M	$746M	6	6	n/a	n/a	n/a
2013	Mar 28, 2014	$424M	$424M	4	4	n/a	n/a	n/a
2012	Mar 19, 2013	$450M	$450M	4	4	n/a	n/a	n/a
2011	Mar 26, 2012	$203M	$203M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.7B	-5.8%	$4.4B	-17.1%	8	8	0	0

Relationships

Affiliated with (2)

→ STEBEN & COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← STEBEN & COMPANY, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (3)

← ESSEN, JON, CHADWICKOwnerMANAGER, ownership code F, individual
Mar 26, 2012 to Mar 11, 2024factForm ADV
← KINZIE, KEVIN, MICHAELOwnerMANAGER, ownership code C, individual
Mar 26, 2012 to Mar 11, 2024factForm ADV
← OCTAVUS GROUP, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2012 to Mar 11, 2024factForm ADV

Owns (1)

← HULL, BRIAN, FRANCISOwnerCCO, ownership code NA, individual
Dec 13, 2019 to Mar 11, 2024factForm ADV

Dated events

Occurred
Mar 11, 2024
Regulatory AUM changed
Locorr Fund Management, Llc reported RAUM $3.0B, down 33% from $4.4B (2023-03-16 to 2024-03-11)
Form ADVobserved 6 days ago
$-1.5B
Occurred
Mar 16, 2023
Regulatory AUM changed
Locorr Fund Management, Llc reported RAUM $4.4B, up 65% from $2.7B (2023-01-22 to 2023-03-16)
Form ADVobserved 6 days ago
$1.7B
Occurred
Mar 8, 2022
Regulatory AUM changed
Locorr Fund Management, Llc reported RAUM $2.7B, up 36% from $2.0B (2021-03-23 to 2022-03-08)
Form ADVobserved 6 days ago
$707M
Occurred
Mar 23, 2021
Regulatory AUM changed
Locorr Fund Management, Llc reported RAUM $2.0B, up 36% from $1.5B (2020-03-26 to 2021-03-23)
Form ADVobserved 6 days ago
$529M
Occurred
Dec 13, 2019
Control person left
William Jason Roeske (Cco) no longer on Schedule A of Locorr Fund Management, Llc (listed 2019-03-28, absent 2019-12-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a531fc5-9f1a-e653-6ca2-764bee87084c
First observed: Mar 26, 2012
Last observed: Feb 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOCORR FUND MANAGEMENT, LLC

CRD 156247

EXCELSIOR, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a531fc5-9f1a-e653-6ca2-764bee87084c

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESSEN, JON, CHADWICK

Manager

yes

04/2008

Mar 26, 2012

Mar 11, 2024

ESSEN, JON, CHADWICK

Cfo

yes

11/2010

Mar 26, 2012

Mar 11, 2024

KINZIE, KEVIN, MICHAEL

Manager

yes

08/2002

Mar 26, 2012

Mar 11, 2024

KINZIE, KEVIN, MICHAEL

Ceo

yes

11/2010

Mar 26, 2012

Mar 11, 2024

OCTAVUS GROUP, LLC

Owner

yes

11/2010

Mar 26, 2012

Mar 11, 2024

HULL, BRIAN, FRANCIS

Cco

11/2019

Dec 13, 2019

Mar 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STEBEN & COMPANY, LLC

n/a

Asset manager

$69.2M

yes

n/a

LOCORR DISTRIBUTORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

$2.5B

n/a

2024

Mar 19, 2025

$2.7B

n/a

2023

Mar 11, 2024

$3.0B

n/a

2022

Mar 16, 2023

$4.4B

n/a

2021

Mar 8, 2022

$2.7B

n/a

2020

Mar 23, 2021

$2.0B

n/a

2019

Mar 26, 2020

$1.5B

n/a

2018

Mar 28, 2019

$1.3B

n/a

2017

Mar 16, 2018

$1.7B

n/a

2016

Mar 22, 2017

$2.3B

n/a

2015

Mar 29, 2016

$1.6B

n/a

2014

Mar 24, 2015

$746M

n/a

2013

Mar 28, 2014

$424M

n/a

2012

Mar 19, 2013

$450M

n/a

2011

Mar 26, 2012

$203M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.5B

$2.7B

-5.8%

$4.4B

-17.1%