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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

STEBEN & COMPANY, LLC

CRD 117808

EXCELSIOR, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82db1580-65d4-1ffe-7c67-60cc63b23302

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 23, 2012 to Feb 17, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=5.0
Regulatory AUM: $69.2MItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $69.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Custody, client assets: $119M
SEC number: 801-64686
CIK: 1146224
CRD: 117808
Filings on the tape: 31
First filed: Mar 23, 2012
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, MD
Website: steben.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
STEBEN SELECT MULTI-STRATEGY MASTER FUND	Hedge Fund	$54.8M	Mar 25, 2020	12	Jul 30, 2013	dropped	021-201043

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KINZIE, KEVIN MICHAEL	CHIEF EXECUTIVE OFFICER	Na	yes	11/2019	Nov 18, 2019	Mar 11, 2024
KINZIE, KEVIN, MICHAEL	Manager	C	yes	08/2002	Nov 18, 2019	Mar 11, 2024
ESSEN, JON CHADWICK	CHIEF FINANCIAL OFFICER	Na	no	03/2020	Mar 5, 2020	Mar 11, 2024
HULL, BRIAN F	CHIEF COMPLIANCE OFFICER	Na	no	10/2012	Mar 23, 2012	Mar 11, 2024
OCTAVUS GROUP, LLC	Owner	E	no	10/2019	Nov 18, 2019	Mar 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOCORR FUND MANAGEMENT, LLC	n/a	Asset manager	$2.5B	N	yes	n/a
LOCORR DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$69.2M	$69.2M	8	7	0	n/a	n/a
2024	Mar 19, 2025	$108M	$108M	8	7	0	n/a	n/a
2023	Mar 11, 2024	$119M	$119M	8	7	0	n/a	n/a
2022	Mar 15, 2023	$152M	$152M	8	7	0	n/a	n/a
2021	Mar 8, 2022	$152M	$152M	8	7	0	n/a	n/a
2020	Apr 30, 2021	$172M	$172M	8	7	0	n/a	n/a
2019	Mar 25, 2020	$248M	$248M	4	2	0	1	$54.8M
2018	Mar 29, 2019	$332M	$332M	20	4	0	1	$54.8M
2017	Mar 29, 2018	$391M	$391M	31	6	0	1	$61.9M
2016	Mar 31, 2017	$477M	$477M	32	6	n/a	1	$65.6M
2015	Mar 30, 2016	$460M	$460M	37	6	n/a	1	$53.2M
2014	Mar 31, 2015	$484M	$484M	40	7	n/a	1	$26.5M
2013	Mar 31, 2014	$612M	$612M	40	5	n/a	1	$26.5M
2012	Mar 27, 2013	$750M	$750M	40	4	n/a	n/a	n/a
2011	Mar 23, 2012	$1.2B	$1.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$69.2M	$108M	-36.0%	$152M	-23.0%	8	8	0	0

Relationships

Affiliated with (2)

← LOCORR FUND MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LOCORR FUND MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Owns (3)

← ESSEN, JON CHADWICKOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 5, 2020 to Mar 11, 2024factForm ADV
← HULL, BRIAN FOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2012 to Mar 11, 2024factForm ADV
← OCTAVUS GROUP, LLCOwnerOWNER, ownership code E, domestic entity
Nov 18, 2019 to Mar 11, 2024factForm ADV

Controls (1)

← KINZIE, KEVIN MICHAELOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 18, 2019 to Mar 11, 2024factForm ADV

Advises (1)

→ STEBEN SELECT MULTI-STRATEGY MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Jul 30, 2013 to Mar 25, 2020factForm ADV

Dated events

Occurred
May 11, 2021
Succession filed (Item 4)
Steben & Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Nov 18, 2019
Control person left
Kenneth Edward Steben (President And Ceo, Director) no longer on Schedule A of Steben & Company, Llc (listed 2019-09-05, absent 2019-11-18)
Form ADVobserved 6 days ago
Occurred
Nov 18, 2019
Control person joined
Kevin Michael Kinzie (Chief Executive Officer) appeared on Schedule A of Steben & Company, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82db1580-65d4-1ffe-7c67-60cc63b23302
First observed: Mar 23, 2012
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEBEN & COMPANY, LLC

CRD 117808

EXCELSIOR, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82db1580-65d4-1ffe-7c67-60cc63b23302

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

STEBEN SELECT MULTI-STRATEGY MASTER FUND

Hedge Fund

$54.8M

Mar 25, 2020

Jul 30, 2013

dropped

021-201043

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KINZIE, KEVIN MICHAEL

CHIEF EXECUTIVE OFFICER

yes

11/2019

Nov 18, 2019

Mar 11, 2024

KINZIE, KEVIN, MICHAEL

Manager

yes

08/2002

Nov 18, 2019

Mar 11, 2024

ESSEN, JON CHADWICK

CHIEF FINANCIAL OFFICER

03/2020

Mar 5, 2020

Mar 11, 2024

HULL, BRIAN F

CHIEF COMPLIANCE OFFICER

10/2012

Mar 23, 2012

Mar 11, 2024

OCTAVUS GROUP, LLC

Owner

10/2019

Nov 18, 2019

Mar 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOCORR FUND MANAGEMENT, LLC

n/a

Asset manager

$2.5B

yes

n/a

LOCORR DISTRIBUTORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$69.2M

n/a

2024

Mar 19, 2025

$108M

n/a

2023

Mar 11, 2024

$119M

n/a

2022

Mar 15, 2023

$152M

n/a

2021

Mar 8, 2022

$152M

n/a

2020

Apr 30, 2021

$172M

n/a

2019

Mar 25, 2020

$248M

$54.8M

2018

Mar 29, 2019

$332M

$54.8M

2017

Mar 29, 2018

$391M

$61.9M

2016

Mar 31, 2017

$477M

n/a

$65.6M

2015

Mar 30, 2016

$460M

n/a

$53.2M

2014

Mar 31, 2015

$484M

n/a

$26.5M

2013

Mar 31, 2014

$612M

n/a

$26.5M

2012

Mar 27, 2013

$750M

n/a

2011

Mar 23, 2012

$1.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$69.2M

$108M

-36.0%

$152M

-23.0%