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Advisor at MML INVESTORS SERVICES, LLC
Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 20, 2025 | n/a | yes | Birmingham, AL | Current employment |
| RFG ADVISORY, LLC | Independent wealth | Oct 14, 2024 | Apr 1, 2025 | no | VESTAVIA HILLS, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 23, 2024 | Oct 7, 2024 | no | NEW YORK, NY|BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | MML INVESTORS SERVICES, LLC | Apr 1, 2025 | Jun 20, 2025 | 80 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RFG ADVISORY, LLC | Oct 7, 2024 | Oct 14, 2024 | 7 | Firm change | Wirehouse to RIA |