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Advisor at WELLS FARGO ADVISORS
ONTARIO, CA | CHERRY VALLEY, CA | TARPON SPRINGS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2014 | n/a | yes | ONTARIO, CA|TARPON SPRINGS, FL|CHERRY VALLEY, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Sep 9, 2014 | no | RIVERSIDE, CA|RIVERSIDE, CA|RIVERSIDE, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Sep 22, 2000 | Oct 23, 2009 | no | RIVERSIDE, CA|RIVERSIDE, CA|RIVERSIDE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 9, 2014 | Sep 29, 2014 | 20 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |