This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PTMA INVESTMENT ADVISORS

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

5

Exams

S63|S65

First exam

Jan 24, 2007

First registration

Jul 21, 2014

Dual registered

yes, broker-dealer

Other names

SARA ANN SCHOOR

IAPD individual key

5268355

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7a601add-02c1-b5a7-d9b0-78c744db4bd4

First observed

Jul 21, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.