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PRUDENT MAN ADVISORS, LLC, CRD 301973
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LORI ANN RAGUS | n/a | Naperville, IL | 7 | 16 | 1 | yes |
| Kevin Kulling | n/a | Naperville, IL | 7 | 11 | 1 | yes |
| THOMAS ANTHONY LANZARA | n/a | Naperville, IL | 7 | 14 | 1 | yes |
| TIMOTHY JAMES FLAHERTY | n/a | Naperville, IL | 7 | 12 | 1 | yes |
| PAULA JEAN COOPER | n/a | Naperville, IL | 7 | 24 | 1 | yes |
| KENT DONALD JOHNSON | n/a | ALBERTVILLE, MN | 7 | 28 | 1 | yes |
| DAVID JAMES LUTTER | n/a | Naperville, IL | 7 | 25 | 1 | yes |
| STEVEN ROBERT PUMPER | n/a | Naperville, IL | 7 | 17 | 1 | yes |
| BRIAN DAVID HEXTELL | n/a | Naperville, IL | 7 | 28 | 1 | yes |
| DEAN MITCHELL DIBIAS | n/a | ST. LOUIS PARK, MN | 7 | 12 | 1 | no |
| Amy Lynn Buikema | n/a | NAPERVILLE, IL | 7 | 25 | 2 | yes |
| Courtney Lynn Clarke | n/a | West Des Moines, IA | 5 | 22 | n/a | no |
| Rajesh Chainani | n/a | NAPERVILLE, IL | 5 | 26 | 1 | yes |
| Kenneth Doyle Shuler | n/a | NAPERVILLE, IL | 5 | 20 | 2 | yes |
| Aaron Alexander Fricke | n/a | NAPERVILLE, IL | 5 | 11 | 1 | yes |
| BRITTANY LEE WOODRUFF | n/a | NAPERVILLE, IL | 5 | 12 | 1 | yes |
| Michael Allen Stramara | n/a | NAPERVILLE, IL | 5 | 33 | 1 | yes |
| Kendra Lynne Shelland | n/a | St. Louis Park, MN | 4 | 16 | n/a | yes |
| Brandon Douglas Engle | n/a | NAPERVILLE, IL | 4 | 17 | n/a | yes |
| Cedric Peter Buermann | Chartered Financial Analyst | St. Louis Park, MN | 4 | 19 | 2 | no |
| Sara Ann Schnoor | n/a | Milwaukee, WI | 4 | 19 | 2 | yes |
| Alejandro Alanis | n/a | NAPERVILLE, IL | 4 | 14 | 2 | yes |
| Benjamin Taylor Bjelland Nordin | n/a | NAPERVILLE, IL | 4 | 11 | 1 | no |
| Caleb Brian Walter | n/a | NAPERVILLE, IL | 3 | 12 | 3 | yes |
| Jarett Dylan Felty | n/a | NAPERVILLE, IL | 2 | 12 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Alton, Todd, William | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2024 | Nov 21, 2024 | Nov 21, 2024 |
| DAVIS, JAMES, O'NEILL | EXECUTIVE CHAIRMAN | Na | yes | 10/2024 | Apr 18, 2019 | Nov 21, 2024 |
| DONALD J. EDWARDS REVOCABLE TRUST | LIMITED PARTNER | C | yes | 02/2024 | Nov 21, 2024 | Nov 21, 2024 |
| EDWARDS, DONALD, JOSEPH | Trustee | F | yes | 06/2000 | Nov 21, 2024 | Nov 21, 2024 |
| EDWARDS, DONALD, JOSEPH | SOLE MEMBER | E | yes | 03/2022 | Nov 21, 2024 | Nov 21, 2024 |
| FLEXPOINT FUND V-A, L.P. | SOLE MEMBER | E | yes | 05/2024 | Nov 21, 2024 | Nov 21, 2024 |
| FLEXPOINT MANAGEMENT V, L.P. | GENERAL PARTNER | F | yes | 03/2022 | Nov 21, 2024 | Nov 21, 2024 |
| FLEXPOINT ULTIMATE MANAGEMENT V, LLC | GENERAL PARTNER | F | yes | 03/2022 | Nov 21, 2024 | Nov 21, 2024 |
| PINNACLE FF AGGREGATOR, LLC | Member | C | yes | 10/2024 | Nov 21, 2024 | Nov 21, 2024 |
| PMA ACQUISITION, LLC | Member | E | yes | 04/2019 | Apr 18, 2019 | Nov 21, 2024 |
| PMA INTERMEDIATE HOLDINGS, LLC | SOLE MEMBER | E | yes | 10/2018 | Apr 18, 2019 | Nov 21, 2024 |
| PMA PARENT HOLDINGS, LLC | SOLE MEMBER | E | yes | 10/2018 | Apr 18, 2019 | Nov 21, 2024 |
| PMA-PTA HOLDINGS, LLC | SOLE MEMBER | E | yes | 10/2023 | Nov 21, 2024 | Nov 21, 2024 |
| RAGUS, LORI, ANN | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Na | yes | 03/2011 | Apr 18, 2019 | Nov 21, 2024 |
| TA ASSOCIATES CAYMAN, LLC | GENERAL PARTNER | F | yes | 02/2021 | Mar 12, 2024 | Nov 21, 2024 |
| TA ASSOCIATES PMA HOLDINGS, LLC | Member | C | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| TA ASSOCIATES XIV GP, L.P. | GENERAL PARTNER | F | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| TA ASSOCIATES XIV GP, L.P. | GENERAL PARTNER | F | yes | 02/2021 | Mar 12, 2024 | Nov 21, 2024 |
| TA ASSOCIATES XIV GP, L.P. | GENERAL PARTNER | F | yes | 02/2021 | Mar 12, 2024 | Nov 21, 2024 |
| TA PMA INTERMEDIATE, LLC | SOLE MEMBER | E | yes | 02/2024 | Mar 12, 2024 | Nov 21, 2024 |
| TA PMA PURCHASER, LLC | SOLE MEMBER | E | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| TA XIV-A, L.P. | Member | D | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| TA XIV-B PMA BLOCKER CORP. | LIMITED PARTNER | E | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| TA XIV-B PMA SUBSIDIARY PARTNERSHIP, L.P. | Member | C | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| TA XIV-B, L.P. | Shareholder | E | yes | 10/2023 | Mar 12, 2024 | Nov 21, 2024 |
| MARTENS, JONATHAN, RAY | FINANCIAL AND OPERATIONS PRINCIPAL | Na | no | 10/2012 | Apr 18, 2019 | Nov 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PUBLIC TRUST ADVISORS, LLC | n/a | Asset manager | $104B | N | yes | n/a |
| PMA SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| ST. LOUIS PARK | Mn | United States | 13 | no |
| Lancaster | Pa | United States | 9 | yes |
| Milwaukee | Wi | United States | 5 | yes |
| Albertville | Mn | United States | 4 | yes |
| WEST DES MOINES | Ia | United States | 3 | yes |
| ST. LOUIS | Mo | United States | 2 | yes |
| Denver | Co | United States | 1 | no |
| Orlando | FL | United States | 1 | yes |
| Lincoln | Ne | United States | 1 | yes |
| Fishkill | NY | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $31B | $29B | 157 | 81 | 13 | n/a | n/a |
| 2024 | Mar 28, 2025 | $28B | $26B | 79 | 67 | 10 | n/a | n/a |
| 2023 | Mar 12, 2024 | $27B | $25B | 73 | 64 | 9 | n/a | n/a |
| 2022 | Mar 30, 2023 | $20B | $20B | 69 | 59 | 9 | n/a | n/a |
| 2021 | Mar 31, 2022 | $22B | $22B | 64 | 55 | 9 | n/a | n/a |
| 2020 | Mar 31, 2021 | $14B | $14B | 65 | 54 | 9 | n/a | n/a |
| 2019 | Mar 24, 2020 | $7.6B | $7.5B | 48 | 40 | 5 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $31B | $28B | 10.1% | $20B | 14.8% | 157 | 79 | 13 | 10 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 4 | Jan 29, 2021 | Feb 4, 2021 | LANCASTER, PA | Team lift out | Other | 0.2% |
| PRUDENT MAN ADVISORS, INC. | 3 | May 31, 2019 | Jun 6, 2019 | ALBERTVILLE, MN | Team lift out | Other | 42.9% |
| PRUDENT MAN ADVISORS, INC. | 7 | May 22, 2019 | Jun 4, 2019 | NAPERVILLE, IL | Firm absorbed | Other | 63.6% |