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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

TSA MANAGEMENT INC

TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC., CRD 106440

GLEN HEAD, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a654b14-f53f-bfda-d19d-41b8f2ec6343

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 77
Dated events: 10
On other graphs: 0
Observed: Jan 20, 2012 to Mar 24, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=32.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 30
RAUM per advisor: $49.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4,295
Individual clients: 2,182
High net worth clients: 384
SEC number: 801-41423
CRD: 106440
Filings on the tape: 39
First filed: Jan 20, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, NY
Website: hallidayfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 30

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Jessica Marie Preville	n/a	Clifton Park, NY	6	13	n/a	yes
GARY WALTER LOFGREN	Certified Financial Planner	GLEN HEAD, NY	5	40	2	yes
DENIS JOSEPH MOYNIHAN	n/a	GLEN HEAD, NY	5	41	2	yes
SANDY JOEL SIFF	Certified Financial Planner	GLEN HEAD, NY	5	39	1	yes
JAMES JOSEPH PINO	n/a	GLEN HEAD, NY	5	29	2	yes
RICHARD JOHN DIMAGGIO	n/a	Clifton Park, NY \| GLEN HEAD, NY	5	35	2	yes
RACHEL HOLSTE PINO	n/a	GLEN HEAD, NY	5	33	2	yes
HOWARD VICTOR KIBRICK	Certified Financial Planner	Clifton Park, NY \| GLEN HEAD, NY	5	29	1	yes
MICHAEL FERRARA FLEMING	n/a	GLEN HEAD, NY	5	29	1	yes
MICHAEL JOHN BRUNELL	n/a	Clifton Park, NY \| GLEN HEAD, NY	5	39	1	yes
FRANK VEE FINCH	n/a	Clifton Park Dr, NY \| GLEN HEAD, NY	5	26	1	yes
JOSEPH R TEDESCHI	n/a	GLEN HEAD, NY	5	22	5	yes
JAMES WERNER	Certified Financial Planner	GLEN HEAD, NY	5	20	2	yes
MICHAEL JONATHAN ROMER	n/a	Glen Head, NY	5	20	n/a	yes
FRANK THOMAS GUIFFRE	Certified Financial Planner	Clifton Park, NY \| GLEN HEAD, NY	5	21	1	yes
GINGER DIDI ROMERO PARDLO	n/a	GLEN HEAD, NY	5	18	1	yes
CHRISTINE ELIZABETH MALMBORG	n/a	Clifton Park, NY	5	18	1	yes
REESE WILLIAM HUGHES	n/a	GLEN HEAD, NY \| Clifton Park Dr, NY	5	16	3	yes
KATHERINE PISCOPO STEIN	n/a	GLEN HEAD, NY	5	16	1	yes
PAUL MOHAMMADI	n/a	GLEN HEAD, NY	5	14	1	yes
Milorad Sobot	n/a	GLEN HEAD, NY	5	12	1	yes
NICHOLAS R STARK	n/a	GLEN HEAD, NY \| Clifton Park, NY	5	15	n/a	yes
Michael Gregory Stanton	n/a	GLEN HEAD, NY \| Clifton Park, NY	5	10	n/a	yes
Christopher Vincent Truncellito	n/a	Glen Head, NY	4	17	n/a	yes
Rebecca Rose Pino	n/a	GLEN HEAD, NY	2	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HALLIDAY FINANCIAL GROUP	HOLDING COMPANY	E	yes	01/2010	Mar 24, 2026	Mar 24, 2026
MOHAMMADI, SEAN, SHAHRIAR	HOLDING CORPORATION	C	yes	01/2010	Jan 20, 2012	Mar 13, 2024
MOYNIHAN, DENIS, JOSEPH	HOLDING CORPORATION	C	yes	01/2010	Jan 20, 2012	Mar 13, 2024
PINO, RACHEL, HOLSTE	HOLDING CORPORATION	F	yes	01/1999	Jan 20, 2012	Mar 13, 2024
PINO, RACHEL, HOLSTE	SHAREHOLDER, CHIEF COMPLIANCE OFFICER	A	yes	10/1999	Jan 20, 2012	Mar 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HALLIDAY FINANCIAL, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CLIFTON PARK	NY	United States	30	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.5B	$1.4B	32	5	1	n/a	n/a
2024	Mar 21, 2025	$1.3B	$1.3B	33	5	1	n/a	n/a
2023	Mar 8, 2024	$1.1B	$975M	32	2	1	n/a	n/a
2022	Mar 29, 2023	$977M	$865M	40	2	1	n/a	n/a
2021	Mar 21, 2022	$1.2B	$1.0B	54	2	1	n/a	n/a
2020	Mar 24, 2021	$889M	$808M	65	2	2	n/a	n/a
2019	Mar 24, 2020	$705M	$586M	65	2	2	n/a	n/a
2018	Mar 15, 2019	$588M	$426M	58	3	2	n/a	n/a
2017	Mar 9, 2018	$562M	$454M	41	3	2	n/a	n/a
2016	Jan 11, 2017	$256M	$234M	41	3	n/a	n/a	n/a
2015	Feb 10, 2016	$219M	$179M	41	3	n/a	n/a	n/a
2014	Mar 25, 2015	$234M	$200M	35	3	n/a	n/a	n/a
2013	Mar 24, 2014	$198M	$164M	33	3	n/a	n/a	n/a
2012	Mar 15, 2013	$163M	$129M	29	3	n/a	n/a	n/a
2011	Jan 20, 2012	$156M	$115M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	15.1%	$977M	14.8%	32	33	1	1

Relationships

Registered with (43)

← Michael CorwinAdvisorregistration: current employment
Aug 23, 2025 to presentfactForm ADV
← RANDALL JAMES DIAMONDAdvisorregistration: current employment
Nov 7, 2024 to presentfactForm ADV
← Joseph M McDonaldAdvisorregistration: current employment
Nov 7, 2024 to presentfactForm ADV
← Matthew Ritchie MonkAdvisorregistration: current employment
Jun 20, 2024 to presentfactForm ADV
← JEFFERY BRIAN JONESAdvisorregistration: current employment
Apr 16, 2024 to presentfactForm ADV
← Rebecca Rose PinoAdvisorregistration: current employment
Apr 8, 2024 to presentfactForm ADV
← Christopher Vincent TruncellitoAdvisorregistration: current employment
Jun 9, 2022 to presentfactForm ADV
← NICHOLAS R STARKAdvisorregistration: current employment
Jul 29, 2021 to presentfactForm ADV
← Michael Gregory StantonAdvisorregistration: current employment
Jul 29, 2021 to presentfactForm ADV
← GARY WALTER LOFGRENAdvisorregistration: previous registration
Jun 21, 2017 to Dec 31, 2019factForm ADV
← DENIS JOSEPH MOYNIHANAdvisorregistration: previous registration
Jan 23, 2017 to Dec 31, 2019factForm ADV
← SANDY JOEL SIFFAdvisorregistration: previous registration
Jun 21, 2017 to Dec 31, 2019factForm ADV
← JAMES JOSEPH PINOAdvisorregistration: previous registration
Jan 23, 2017 to Dec 31, 2019factForm ADV
← RICHARD JOHN DIMAGGIOAdvisorregistration: previous registration
Jan 23, 2017 to Dec 31, 2019factForm ADV
← RACHEL HOLSTE PINOAdvisorregistration: previous registration
Jan 23, 2017 to Dec 31, 2019factForm ADV
← HOWARD VICTOR KIBRICKAdvisorregistration: previous registration
Jun 21, 2017 to Dec 31, 2019factForm ADV
← MICHAEL FERRARA FLEMINGAdvisorregistration: previous registration
May 15, 2017 to Dec 31, 2019factForm ADV
← MICHAEL JOHN BRUNELLAdvisorregistration: previous registration
May 17, 2017 to Dec 31, 2019factForm ADV
← FRANK VEE FINCHAdvisorregistration: previous registration
Jun 7, 2017 to Dec 31, 2019factForm ADV
← JOSEPH R TEDESCHIAdvisorregistration: previous registration
May 11, 2017 to Dec 31, 2019factForm ADV
← JAMES WERNERAdvisorregistration: previous registration
May 15, 2017 to Dec 31, 2019factForm ADV
← MICHAEL JONATHAN ROMERAdvisorregistration: current employment
Apr 6, 2021 to presentfactForm ADV
← FRANK THOMAS GUIFFREAdvisorregistration: previous registration
Jun 21, 2017 to Dec 31, 2019factForm ADV
← GINGER DIDI ROMERO PARDLOAdvisorregistration: previous registration
May 15, 2017 to Dec 31, 2019factForm ADV
← CHRISTINE ELIZABETH MALMBORGAdvisorregistration: previous registration
Jul 19, 2018 to Dec 31, 2019factForm ADV
← REESE WILLIAM HUGHESAdvisorregistration: previous registration
Jun 21, 2017 to Dec 31, 2019factForm ADV
← KATHERINE PISCOPO STEINAdvisorregistration: previous registration
May 11, 2017 to Dec 31, 2019factForm ADV
← PAUL MOHAMMADIAdvisorregistration: previous registration
Oct 31, 2018 to Dec 31, 2019factForm ADV
← Milorad SobotAdvisorregistration: previous registration
Oct 21, 2019 to Dec 31, 2019factForm ADV
← Jessica Marie PrevilleAdvisorregistration: current employment
Jan 17, 2020 to presentfactForm ADV
and 13 more

Controls (4)

← MOYNIHAN, DENIS, JOSEPHOwnerHOLDING CORPORATION, ownership code C, individual
Jan 20, 2012 to Mar 13, 2024factForm ADV
← MOHAMMADI, SEAN, SHAHRIAROwnerHOLDING CORPORATION, ownership code C, individual
Jan 20, 2012 to Mar 13, 2024factForm ADV
← PINO, RACHEL, HOLSTEOwnerHOLDING CORPORATION, ownership code F, individual
Jan 20, 2012 to Mar 13, 2024factForm ADV
← HALLIDAY FINANCIAL GROUPOwnerHOLDING COMPANY, ownership code E, domestic entity
Jan 20, 2012 to Mar 13, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 1, 2024
Advisor changed firm
Zachary T Rupert left Tsa Management Inc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-05-13)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2023
Advisor changed firm
Enri Dama left Tsa Management Inc for Watts Capital Partners Llc (registered 2023-06-22)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2023
Advisor changed firm
Michael J. Sleasman left Tsa Management Inc for American Portfolios Advisors, Inc (registered 2023-03-17)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Advisor changed firm
Stephen Vadney left Tsa Management Inc for Fidelity Personal And Workplace Advisors (registered 2023-09-06)
Form ADVobserved 6 days ago
Occurred
Apr 13, 2022
Advisor changed firm
Brittiny Belmonte Razzano left Tsa Management Inc for Esi Financial Advisors (registered 2022-04-08)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2022
Regulatory AUM changed
Tsa Management Inc reported RAUM $1.2B, up 31% from $888.6M (2021-03-24 to 2022-03-21)
Form ADVobserved 6 days ago
$272M
Occurred
Mar 24, 2021
Regulatory AUM changed
Tsa Management Inc reported RAUM $888.6M, up 26% from $705.3M (2021-01-18 to 2021-03-24)
Form ADVobserved 6 days ago
$183M
Occurred
Mar 9, 2018
Regulatory AUM changed
Tsa Management Inc reported RAUM $562.0M, up 119% from $256.2M (2017-01-24 to 2018-03-09)
Form ADVobserved 6 days ago
$306M

Show 2 bookkeeping events

Occurred
Mar 29, 2023
Tsa Management Inc reported 28 state-registered advisory representatives, down from 38 (2022-10-25 to 2023-03-29)
Occurred
Mar 21, 2022
Tsa Management Inc reported 38 state-registered advisory representatives, up from 0 (2021-03-24 to 2022-03-21)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a654b14-f53f-bfda-d19d-41b8f2ec6343
First observed: Jan 20, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TSA MANAGEMENT INC

TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC., CRD 106440

GLEN HEAD, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a654b14-f53f-bfda-d19d-41b8f2ec6343

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Jessica Marie Preville

n/a

Clifton Park, NY

n/a

yes

GARY WALTER LOFGREN

Certified Financial Planner

GLEN HEAD, NY

yes

DENIS JOSEPH MOYNIHAN

n/a

GLEN HEAD, NY

yes

SANDY JOEL SIFF

Certified Financial Planner

GLEN HEAD, NY

yes

JAMES JOSEPH PINO

n/a

GLEN HEAD, NY

yes

RICHARD JOHN DIMAGGIO

n/a

Clifton Park, NY | GLEN HEAD, NY

yes

RACHEL HOLSTE PINO

n/a

GLEN HEAD, NY

yes

HOWARD VICTOR KIBRICK

Certified Financial Planner

Clifton Park, NY | GLEN HEAD, NY

yes

MICHAEL FERRARA FLEMING

n/a

GLEN HEAD, NY

yes

MICHAEL JOHN BRUNELL

n/a

Clifton Park, NY | GLEN HEAD, NY

yes

FRANK VEE FINCH

n/a

Clifton Park Dr, NY | GLEN HEAD, NY

yes

JOSEPH R TEDESCHI

n/a

GLEN HEAD, NY

yes

JAMES WERNER

Certified Financial Planner

GLEN HEAD, NY

yes

MICHAEL JONATHAN ROMER

n/a

Glen Head, NY

n/a

yes

FRANK THOMAS GUIFFRE

Certified Financial Planner

Clifton Park, NY | GLEN HEAD, NY

yes

GINGER DIDI ROMERO PARDLO

n/a

GLEN HEAD, NY

yes

CHRISTINE ELIZABETH MALMBORG

n/a

Clifton Park, NY

yes

REESE WILLIAM HUGHES

n/a

GLEN HEAD, NY | Clifton Park Dr, NY

yes

KATHERINE PISCOPO STEIN

n/a

GLEN HEAD, NY

yes

PAUL MOHAMMADI

n/a

GLEN HEAD, NY

yes

Milorad Sobot

n/a

GLEN HEAD, NY

yes

NICHOLAS R STARK

n/a

GLEN HEAD, NY | Clifton Park, NY

n/a

yes

Michael Gregory Stanton

n/a

GLEN HEAD, NY | Clifton Park, NY

n/a

yes

Christopher Vincent Truncellito

n/a

Glen Head, NY

n/a

yes

Rebecca Rose Pino

n/a

GLEN HEAD, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HALLIDAY FINANCIAL GROUP

HOLDING COMPANY

yes

01/2010

Mar 24, 2026

MOHAMMADI, SEAN, SHAHRIAR

HOLDING CORPORATION

yes

01/2010

Jan 20, 2012

Mar 13, 2024

MOYNIHAN, DENIS, JOSEPH

HOLDING CORPORATION

yes

01/2010

Jan 20, 2012

Mar 13, 2024

PINO, RACHEL, HOLSTE

HOLDING CORPORATION

yes

01/1999

Jan 20, 2012

Mar 13, 2024

PINO, RACHEL, HOLSTE

SHAREHOLDER, CHIEF COMPLIANCE OFFICER

yes

10/1999

Jan 20, 2012

Mar 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HALLIDAY FINANCIAL, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CLIFTON PARK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.5B

$1.4B

n/a

2024

Mar 21, 2025

$1.3B

n/a

2023

Mar 8, 2024

$1.1B

$975M

n/a

2022

Mar 29, 2023

$977M

$865M

n/a

2021

Mar 21, 2022

$1.2B

$1.0B

n/a

2020

Mar 24, 2021

$889M

$808M

n/a

2019

Mar 24, 2020

$705M

$586M

n/a

2018

Mar 15, 2019

$588M

$426M

n/a

2017

Mar 9, 2018

$562M

$454M

n/a

2016

Jan 11, 2017

$256M

$234M

n/a

2015

Feb 10, 2016

$219M

$179M

n/a

2014

Mar 25, 2015

$234M

$200M

n/a

2013

Mar 24, 2014

$198M

$164M

n/a

2012

Mar 15, 2013

$163M

$129M

n/a

2011

Jan 20, 2012

$156M

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.3B

15.1%

$977M

14.8%