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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

JOSEPH R TEDESCHI

Advisor at TSA MANAGEMENT INC

GLEN HEAD, NY

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Search this name across graphsid dfx:ria:ee0465ee-c3fe-eb7d-ec7b-448b5bd620b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TSA MANAGEMENT INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 6, 2003
First registration: Jun 11, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4702330

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TSA MANAGEMENT INC	Independent wealth	Apr 6, 2021	n/a	yes	GLEN HEAD, NY	Current employment
TSA MANAGEMENT INC	Independent wealth	May 11, 2017	Dec 31, 2019	no	GLEN HEAD, NY	Previous registration
AEGIS CAPITAL CORP.	Bd affiliated wealth	Apr 6, 2010	Oct 18, 2012	no	NEW YORK, NY	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Feb 3, 2010	Mar 30, 2010	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 3, 2008	Jan 14, 2010	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 11, 2007	Sep 23, 2008	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS CAPITAL CORP.	TSA MANAGEMENT INC	Oct 18, 2012	May 11, 2017	1,666	Firm change after gap	Other
GUNNALLEN FINANCIAL, INC	AEGIS CAPITAL CORP.	Mar 30, 2010	Apr 6, 2010	7	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	GUNNALLEN FINANCIAL, INC	Jan 14, 2010	Feb 3, 2010	20	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Sep 23, 2008	Nov 3, 2008	41	Firm change	Other

Relationships

Registered with (5)

→ TSA MANAGEMENT INCRegistered adviserregistration: previous registration
May 11, 2017 to Dec 31, 2019factForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Apr 6, 2010 to Oct 18, 2012factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Feb 3, 2010 to Mar 30, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 3, 2008 to Jan 14, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 11, 2007 to Sep 23, 2008factForm ADV

Dated events

No dated event names this entity yet.