DFX Intelligence

N••••• R•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

N••••• R•••• T••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Virginia Beach, VA

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Search this name across graphsid dfx:ria:7a68fd39-8d6a-5582-3eeb-b5717ba08e03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 13, 2023	n/a	yes	Virginia Beach, VA	Current employment
C••• S••••• P•••••••	Bd affiliated wealth	Jul 2, 2020	Jan 24, 2023	no	Virginia Beach, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• S••••• P•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 24, 2023	Jan 13, 2023	-11	Firm change	Ibd to ibd
W••••••• A•••••••• L••	C••• S••••• P•••••••	Aug 20, 2020	Jul 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
115810:128545:VA:2020-08-20	Aug 20, 2020	Jul 2, 2020	VIRGINIA BEACH, VA	Firm change after gap

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 13, 2023 to presentfactForm ADV
→ C••• S••••• P•••••••Registered adviserregistration: previous registration
Jul 2, 2020 to Jan 24, 2023factForm ADV
→ W••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 28, 2018 to Aug 20, 2020factForm ADV

Dated events

Occurred
Jan 24, 2023
Advisor changed firm
N••••• R•••• T•••••• left C••• S••••• P••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a68fd39-8d6a-5582-3eeb-b5717ba08e03
First observed: Sep 28, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.