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Advisor at MAI CAPITAL MANAGEMENT, LLC
Berwyn, PA | CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Nov 4, 2024 | n/a | yes | Berwyn, PA|CLEVELAND, OH | Current employment |
| HYPERION PARTNERS, LLC | Former SEC adviser | Oct 23, 2018 | Oct 28, 2024 | no | BERWYN, PA | Previous registration |
| REDWOOD WEALTH MANAGEMENT GROUP, LLC | Independent wealth | Mar 10, 2016 | Nov 30, 2018 | no | MEDFORD, NJ | Previous registration |
| LANE HIPPLE - WEALTH MANAGEMENT GROUP | Former SEC adviser | Oct 1, 2013 | Feb 22, 2016 | no | MOORESTOWN, NJ | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | May 15, 2006 | Sep 27, 2013 | no | MOORESTOWN, NJ|MOORESTOWN, NJ|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 2, 2004 | May 23, 2006 | no | MOORESTOWN, NJ|MOORESTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HYPERION PARTNERS, LLC | MAI CAPITAL MANAGEMENT, LLC | Oct 28, 2024 | Nov 4, 2024 | 7 | Firm change | RIA to RIA |
| REDWOOD WEALTH MANAGEMENT GROUP, LLC | HYPERION PARTNERS, LLC | Nov 30, 2018 | Oct 23, 2018 | -38 | Firm change after gap | RIA to new firm |
| LANE HIPPLE - WEALTH MANAGEMENT GROUP | REDWOOD WEALTH MANAGEMENT GROUP, LLC | Feb 22, 2016 | Mar 10, 2016 | 17 | Firm change | Other |
| VSR ADVISORY SERVICES | LANE HIPPLE - WEALTH MANAGEMENT GROUP | Sep 27, 2013 | Oct 1, 2013 | 4 | Firm change | Other |
| WELLS FARGO ADVISORS | VSR ADVISORY SERVICES | May 23, 2006 | May 15, 2006 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 298729:109807:PA:2024-10-28 | Oct 28, 2024 | Nov 4, 2024 | BERWYN, PA | Firm change |
| 281741:298729:NJ:2018-11-30 | Nov 30, 2018 | Oct 23, 2018 | MEDFORD, NJ | Firm change after gap |