DFX Intelligence

G•••••• K••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

G•••••• K••• O•••••

Advisor at O••••• P•••••• W•••••

MARVIN, NC

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Search this name across graphsid dfx:ria:7a7c1501-5dc7-a7ad-8890-d1d4aba0d6bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• P•••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 16, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• P•••••• W•••••	State registered	Jul 10, 2026	n/a	yes	MARVIN, NC	Current employment
B•••••••••	Independent wealth	Oct 6, 2017	Jun 12, 2018	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••••	O••••• P•••••• W•••••	Jun 12, 2018	Jul 10, 2026	2,950	Firm change after gap	RIA to state RIA
R••••• W• B•••• • C•• I•••••••••	B•••••••••	Dec 1, 2016	Oct 6, 2017

Relationships

Registered with (4)

→ O••••• P•••••• W•••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ B•••••••••Registered adviserregistration: previous registration
Oct 6, 2017 to Jun 12, 2018factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jun 8, 2015 to Dec 1, 2016factForm ADV
→ M••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a7c1501-5dc7-a7ad-8890-d1d4aba0d6bf
First observed: Sep 16, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.