RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• K••• O•••••
- O••••• P•••••• W••••• state registered currentsince Jul 10, 2026 · Marvin, Nc
- B••••••••• independent RIAOct 6, 2017 to Jun 12, 2018 · New York, Ny
- R••••• W• B•••• • C•• I••••••••• mixed wealthJun 8, 2015 to Dec 1, 2016 · Milwaukee, Wi
- M••••• A•••••••• I••• formerSep 16, 2013 to May 27, 2015 · Charlotte, Nc
- B••••••••• to O••••• P•••••• W•••••left Jun 12, 2018, registered Jul 10, 2026 (2950 days) · RIA to a state-registered adviser
- R••••• W• B•••• • C•• I••••••••• to B•••••••••left Dec 1, 2016, registered Oct 6, 2017 (309 days) · Other
- M••••• A•••••••• I••• to R••••• W• B•••• • C•• I•••••••••left May 27, 2015, registered Jun 8, 2015 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address