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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Matthew Brian Ellis

Advisor at EMPOWER ADVISORY GROUP, LLC

Summerville, SC | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:7a7f97d9-9cc4-49f9-a07d-cda81e6901e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 14, 2005
First registration: May 15, 2007
Dual registered: yes, broker-dealer
Other names: Matthew Brian Ellis|MATTHEW B ELLIS|Matthew Ellis
IAPD individual key: 4878931

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 9, 2024	n/a	yes	GREENWOOD VILLAGE, CO\|Summerville, SC	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 6, 2023	Aug 8, 2023	no	OAKDALE, MN	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 4, 2021	Oct 25, 2022	no	CHICAGO, IL\|ARLINGTON, VA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 2, 2016	Nov 13, 2020	no	CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 14, 2016	Nov 28, 2016	no	Chicago, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 14, 2016	Nov 28, 2016	no	Chicago, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 15, 2007	Jun 24, 2016	no	JERSEY CITY, NJ\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	EMPOWER ADVISORY GROUP, LLC	Aug 8, 2023	Apr 9, 2024	245	Firm change	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 25, 2022	Apr 6, 2023	163	Firm change	RIA to ibd
ADVICE AND PLANNING SERVICES	E*TRADE CAPITAL MANAGEMENT, LLC	Nov 13, 2020	Mar 4, 2021	111	Firm change	Ibd to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 28, 2016	Jul 14, 2016	-137	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Nov 28, 2016	Jul 14, 2016	-137	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 24, 2016	Jul 14, 2016	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42159:288590:VA:2022-10-11	Oct 25, 2022	Apr 6, 2023	ARLINGTON, VA	Firm change

Relationships

Registered with (6)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Apr 9, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2023 to Aug 8, 2023factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 4, 2021 to Oct 25, 2022factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 2, 2016 to Nov 13, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 14, 2016 to Nov 28, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 14, 2016 to Nov 28, 2016factForm ADV

Dated events

Occurred
Aug 8, 2023
Advisor changed firm
Matthew Brian Ellis left Fidelity Personal And Workplace Advisors for Empower Advisory Group, Llc (registered 2024-04-09)
Form ADVobserved 3 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Matthew Brian Ellis left E*Trade Capital Management, Llc for Fidelity Personal And Workplace Advisors (registered 2023-04-06)
Form ADVobserved 3 days ago