DFX Intelligence

K•••• R•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

K•••• R•••• P•••••••

Advisor at W••••• G•••• A•••••••• L••

BERK••••, CA

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Search this name across graphsid dfx:ria:7a845b59-7327-3f66-8eb5-fadf8f7197f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• G•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• G•••• A•••••••• L••	Independent wealth	May 27, 2016	n/a	yes	BERK••••, CA	Current employment
B•• W••••• A•••••••• L••	n/a	Dec 8, 2008	Nov 2, 2009	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• W••••• A•••••••• L••	W••••• G•••• A•••••••• L••	Nov 2, 2009	May 27, 2016	2,398	Firm change after gap	Other
Z•••• C•••••• A•••••••• I•••	B•• W••••• A•••••••• L••	Dec 8, 2008	Dec 8, 2008

Relationships

Registered with (6)

→ W••••• G•••• A•••••••• L••Registered adviserregistration: current employment
May 27, 2016 to presentfactForm ADV
→ B•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 8, 2008 to Nov 2, 2009factForm ADV
→ Z•••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 21, 2005 to Dec 8, 2008factForm ADV
→ W••••• F•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a845b59-7327-3f66-8eb5-fadf8f7197f3
First observed: Feb 14, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.