DFX Intelligence

A••••• H••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

A••••• H••• T•••••

Advisor at B•••••••• F•••••••• M••••••••• L••

WAUWATOSA, WI

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Search this name across graphsid dfx:ria:7a848508-fb56-6eb7-a7d1-d5176dece3cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• F•••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• F•••••••• M••••••••• L••	Independent wealth	Aug 13, 2016	n/a	yes	WAUWATOSA, WI	Current employment
S•••••••• A••••••• L••	National bd RIA	Oct 9, 2012	May 12, 2016	no	BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	B•••••••• F•••••••• M••••••••• L••	May 12, 2016	Aug 13, 2016	93	Firm change	Other
A•••••••• F•••• M••••••••• L••	S•••••••• A••••••• L••	Sep 10, 2012	Oct 9, 2012

Relationships

Registered with (3)

→ B•••••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 13, 2016 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 9, 2012 to May 12, 2016factForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 24, 2007 to Sep 10, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a848508-fb56-6eb7-a7d1-d5176dece3cb
First observed: Sep 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.