DFX Intelligence

V••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

V••••••••

V•••••••• INVESTMENT MANAGEMENT, LLC, CRD 152869

JUPITER, FL

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Search this name across graphsid dfx:ria:7a84d30d-8cd2-4a99-b4e3-d1ac234cad57

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 19
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $36B••• Locked
Discretionary RAUM: $36B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 144

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••• T•••••• M•••••• L•	Hedge Fund	$33B	Mar 30, 2026	4	Mar 29, 2020	reported	n/a
F•••••• T•••••• M•••••• L•	Hedge Fund	$2.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• L••	Member	E	yes	10/2023	Jan 2, 2024	Jul 2, 2024
H••••• H•••••• S•••••	CHIEF TECHNOLOGY OFFICER	Na	yes	06/2024	Sep 23, 2022	Jul 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••• L••	n/a	n/a	n/a	N	yes	n/a
V••• E•••• V••••••• M••••••••• L••	n/a	n/a	n/a	Y	no	n/a
V•••••••• G• O•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$36B	$36B	-0.3%	$27B	10.0%	144	134	0	0

Relationships

Advises (9)

→ V•••••••• G••••• F•••• L•Private fundHedge Fund, IA
Oct 27, 2017 to presentfactForm ADV
→ V• M•••••• L•Private fundHedge Fund, IA
Aug 29, 2018 to presentfactForm ADV
→ V••• M•••••• L•Private fundHedge Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ F•••••• T•••••• M•••••• L•Private fund

Dated events

Occurred
Jul 2, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 29, 2023
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a84d30d-8cd2-4a99-b4e3-d1ac234cad57
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.