DFX Intelligence

B•••• Z•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B•••• Z•••••• J••••

Advisor at S•••••••• F•••••••• C•••••••• L••

Austin, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:7a8fbf24-b704-41fe-660c-1b08889be54d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Dec 8, 2015	n/a	yes	SAN ANTONIO, TX\|Austin, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 31, 2021	Apr 8, 2021	no	AUSTIN, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Apr 8, 2021	n/a	n/a	Departure no registered destination	Departure
C••• F•••••••• S•••••••• L•••	S•••••••• F•••••••• C•••••••• L••	Dec 7, 2015	Dec 8, 2015	1

Relationships

Registered with (3)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
Dec 8, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2021 to Apr 8, 2021factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Nov 18, 2015 to Dec 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a8fbf24-b704-41fe-660c-1b08889be54d
First observed: Nov 18, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.