DFX Intelligence

R••••• J• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)27 years in industry

R••••• J• D•••

Advisor at W•••••• B•••• • C•••••• L•••••

ELMHURST, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:7a97c996-135a-71e7-9208-1a5551702c8a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jul 12, 1999 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• J• D•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Mar 5, 2010	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|ELMHURST, IL	Current employment
D•••••••	No RAUM reported	Jul 12, 1999	Feb 18, 2010	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••	W•••••• B•••• • C•••••• L•••••	Feb 18, 2010	Mar 5, 2010	15	Firm change	Other

Relationships

Registered with (2)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
Mar 5, 2010 to presentfactForm ADV
→ D•••••••Registered adviserregistration: previous registration
Jul 12, 1999 to Feb 18, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a97c996-135a-71e7-9208-1a5551702c8a
First observed: Jul 12, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.