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D•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

D•••••••

D••••••• ASSOCIATES INC, CRD 105500

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:8ce708e1-48f2-6f1d-5687-df637ae6c86b

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 2
On other graphs: 1
Observed: Mar 30, 2012 to Mar 2, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

D•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 9
Employees: 22
Advisory employees: 16
Offices

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• C••••• W•••••••	n/a	OVERLAND PARK, KS \| Merriam, KS	31	40	n/a	no
T•••••• J••• M•••••••	Chartered Financial Analyst	OVERLAND PARK, KS \| Merriam, KS	24

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• F•••• V•	CHIEF ADMINISTRATIVE OFFICER	Na	yes	05/2015	Mar 30, 2017	Mar 22, 2024
M•••••••• J••••• A•••	Trustee	F	yes	02/2015	Mar 31, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••••• M••••••••• S•••••••• L••	n/a	Other adviser	$228M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	22	25	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••• C•••••• M•••••••• L••	3	Dec 31, 2022	Jul 2, 2015	MERRIAM, KS	Firm absorbed	Other	60.0%

Relationships

Affiliated with (3)

→ D•••••••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← D•••••••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
← E•••• C•••••• M•••••••• L••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV

Registered with (18)

← M••••• J••••• D••••

Dated events

Occurred
Jul 25, 2025
Advisor changed firm
Hunter J Swanson left D••••••• for Raymond James Investment Management (registered 2025-08-13)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Team lift-out
2 advisors left E•••• C•••••• M•••••••• L•• (Merriam, KS) for D••••••• on the same day
Form ADVobserved 7 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ce708e1-48f2-6f1d-5687-df637ae6c86b
First observed: Mar 30, 2012
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.