DFX Intelligence

B••• D•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)44 years in industry

B••• D•••••• S••••

Advisor at C•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:7aa027d1-d248-98aa-c2b7-86a996e30146

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Jul 22, 2015	n/a	yes	LUTZ, FL	Current employment
L•••••• I•••••••••	Independent wealth	Oct 4, 2005	n/a	yes	GREENVILLE, NC\|Fort Washington, PA\|LUTZ, FL\|Melbourne, FL\|Jonesboro, AR	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	L•••••• I•••••••••	Sep 26, 2005	Oct 4, 2005	8	Firm change	Other

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Jul 22, 2015 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Oct 4, 2005 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 19, 2005 to Sep 26, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7aa027d1-d248-98aa-c2b7-86a996e30146
First observed: Aug 19, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.