This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65

First exam

Aug 8, 2024

First registration

Feb 25, 2019

Dual registered

no

Other names

GREG STAPLETON|Gregory Stapleton|Gregory A Stapleton

IAPD individual key

6936911

• Occurred

  Dec 12, 2025
  Advisor changed firm

  Gregory Allen Stapleton left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7aa6ccb4-6337-bb92-26b3-b02945f6d2e3

First observed

Feb 25, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.