DFX Intelligence

J•••••• D••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J•••••• D••••• B•••••••

Advisor at F•••••••• A••••••••• L••

Gold Canyon, AZ

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Search this name across graphsid dfx:ria:7ab83a5d-adbf-9901-20c8-4a990173ec5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••••• L••	State registered	Jun 11, 2025	n/a	yes	Gold Canyon, AZ	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Oct 27, 2006	Jun 5, 2025	no	Pasadena, CA\|Pasadena, CA\|Pasadena, CA\|Pasadena, CA\|Pasadena, CA\|PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	F•••••••• A••••••••• L••	Jun 5, 2025	Jun 11, 2025	6	Firm change	Ibd to state RIA
O••••••••• • C•• I•••	W•••••• I••••••••• S•••••••••	Oct 17, 2006	Oct 27, 2006

Relationships

Registered with (4)

→ F•••••••• A••••••••• L••Registered adviserregistration: current employment
Jun 11, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 27, 2006 to Jun 5, 2025factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Mar 24, 2006 to Oct 17, 2006factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
J•••••• D••••• B••••••• left W•••••• I••••••••• S••••••••• for F•••••••• A••••••••• L•• (registered 2025-06-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ab83a5d-adbf-9901-20c8-4a990173ec5b
First observed: Nov 30, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.