DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Dwight Brandeen
Feed of 09/14/2026
At current firm
1 y
since Jun 11, 2025
In the industry
29 y
since Jun 25, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fiduciary Architects LLC state registered currentsince Jun 11, 2025 · Gold Canyon, Az
- Western International Securities formerOct 27, 2006 to Jun 5, 2025 · Pasadena, Ca
- Oppenheimer & Co. Inc. BD affiliatedMar 24, 2006 to Oct 17, 2006 · Los Angeles, Ca
- UBS Financial Services Inc. wirehouseNov 30, 2000 to Apr 4, 2006 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Fiduciary Architects LLCleft Jun 5, 2025, registered Jun 11, 2025 (6 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Oppenheimer & Co. Inc. to Western International Securitiesleft Oct 17, 2006, registered Oct 27, 2006 (10 days) · Other
- UBS Financial Services Inc. to Oppenheimer & Co. Inc.left Apr 4, 2006, registered Mar 24, 2006 (-11 days) · Other
Signals
- Jeffrey Dwight Brandeen left Western International Securities for Fiduciary Architects Llc (registered 2025-06-11)Jun 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address