DFX Intelligence
Data Factory
Reading the graph
Reading the graph
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Advisor at F•••• A••••••••• F•••••••• N•••••• L••
Lawrence, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• A••••••••• F•••••••• N•••••• L•• | Independent wealth | Jan 2, 2013 | n/a | yes | Lawrence, KS | Current employment |
| W••••• S••••• A••••••• I•• | n/a | Mar 15, 2006 | Mar 16, 2006 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••••• F•••••••• S•••••••• L•• | W••••• S••••• A••••••• I•• | Jan 25, 2013 | Mar 15, 2006 | -2,508 | Firm change after gap | Other |
| W••••• S••••• A••••••• I•• | W••••• S••••• S••••••••• I••• | Mar 16, 2006 |
| Previous registration |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Mar 15, 2006 | Mar 16, 2006 | no | LAWRENCE, KS|COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| W•••••••• F•••••••• S•••••••• L•• | n/a | Mar 8, 2006 | Jan 25, 2013 | no | LAWRENCE, KS | Previous registration |
| F•••• A••••••••• F•••••••• N•••••• L•• | Independent wealth | Aug 11, 1999 | Jan 28, 2005 | no | LAWRENCE, KS | Previous registration |
| W••••• S••••• A••••••• I•• | n/a | Dec 11, 1995 | Mar 15, 2006 | no | LAWRENCE, KS|COLORADO SPRINGS, CO | Previous registration |
| -1 |
| Firm change |
| Other |
| W••••• S••••• S••••••••• I••• | F•••• A••••••••• F•••••••• N•••••• L•• | Mar 16, 2006 | Jan 2, 2013 | 2,484 | Firm change after gap | Other |
| W••••• S••••• A••••••• I•• | F•••• A••••••••• F•••••••• N•••••• L•• | Mar 15, 2006 | Aug 11, 1999 | -2,408 | Firm change after gap | Other |
| F•••• A••••••••• F•••••••• N•••••• L•• | W•••••••• F•••••••• S•••••••• L•• | Jan 28, 2005 | Mar 8, 2006 | 404 | Firm change after gap | Other |