RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• L•• L•••
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIA currentsince Jan 2, 2013 · Lawrence, Ks
- W••••• S••••• A••••••• I•• unclassifiedMar 15, 2006 to Mar 16, 2006 · Lawrence, Ks
- W••••• S••••• S••••••••• I••• formerMar 15, 2006 to Mar 16, 2006 · Lawrence, Ks
- W•••••••• F•••••••• S•••••••• L•• unclassifiedMar 8, 2006 to Jan 25, 2013 · Lawrence, Ks
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIAAug 11, 1999 to Jan 28, 2005 · Lawrence, Ks
- W••••• S••••• A••••••• I•• unclassifiedDec 11, 1995 to Mar 15, 2006 · Lawrence, Ks
- W•••••••• F•••••••• S•••••••• L•• to W••••• S••••• A••••••• I••left Jan 25, 2013, registered Mar 15, 2006 (-2508 days) · Other
- W••••• S••••• A••••••• I•• to W••••• S••••• S••••••••• I•••left Mar 16, 2006, registered Mar 15, 2006 (-1 days) · Other
- W••••• S••••• S••••••••• I••• to F•••• A••••••••• F•••••••• N•••••• L••left Mar 16, 2006, registered Jan 2, 2013 (2484 days) · Other
- W••••• S••••• A••••••• I•• to F•••• A••••••••• F•••••••• N•••••• L••left Mar 15, 2006, registered Aug 11, 1999 (-2408 days) · Other
- F•••• A••••••••• F•••••••• N•••••• L•• to W•••••••• F•••••••• S•••••••• L••left Jan 28, 2005, registered Mar 8, 2006 (404 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address