DFX Intelligence

D••••• L•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D••••• L•• R••••

Advisor at R•••••• J•••• • A••••••••• I•••

LOVES PARK, IL

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Search this name across graphsid dfx:ria:7acf14b0-cac6-af62-dd29-02d2b4fe0888

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 18, 2019	n/a	yes	LOVES PARK, IL	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Aug 4, 2014	Jun 7, 2019	no	ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	R•••••• J•••• • A••••••••• I•••	Jun 7, 2019	Jul 18, 2019	41	Firm change	Ibd to ibd
J••• M••••• S••••••••• L••	B•• H••••• F•••••••• A•••••••• I••	Aug 13, 2014	Aug 4, 2014

Relationships

Registered with (7)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jul 18, 2019 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 4, 2014 to Jun 7, 2019factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Aug 13, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7acf14b0-cac6-af62-dd29-02d2b4fe0888
First observed: Mar 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.