DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Lee Reece
Feed of 09/14/2026
At current firm
7 y
since Jul 18, 2019
In the industry
19 y
since Mar 21, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Jul 18, 2019 · Loves Park, Il
- Bmo Harris Financial Advisors, Inc formerAug 4, 2014 to Jun 7, 2019 · Rockford, Il
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Aug 13, 2014 · Rockford, Il
- Chase Investment Services Corp. formerMar 31, 2011 to Oct 1, 2012 · Rockford, Il
- Stifel, Nicolaus & Company, Incorporated national BDJul 26, 2010 to Mar 14, 2011 · Rockford, Il
- Morgan Stanley wirehouseJun 1, 2009 to Jul 16, 2010 · Rockford, Il
- Citigroup Global Markets Inc. BD affiliatedMar 22, 2007 to Jun 1, 2009 · Rockford, Il
Moves
a registration end followed by a registration begin elsewhere
- Bmo Harris Financial Advisors, Inc to Raymond James & Associates, Inc.left Jun 7, 2019, registered Jul 18, 2019 (41 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Bmo Harris Financial Advisors, Incleft Aug 13, 2014, registered Aug 4, 2014 (-9 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Stifel, Nicolaus & Company, Incorporated to Chase Investment Services Corp.left Mar 14, 2011, registered Mar 31, 2011 (17 days) · Other
- Morgan Stanley to Stifel, Nicolaus & Company, Incorporatedleft Jul 16, 2010, registered Jul 26, 2010 (10 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address