DFX Intelligence

J••• G•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••• G•••••• S••••••••

Advisor at P••••••••• W••••• M••••••••• S••••••• L••

STATESVILLE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• W••••• M••••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 5, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• W••••• M••••••••• S••••••• L••	Independent wealth	Jun 17, 2009	n/a	yes	STATESVILLE, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 17, 2005	Jul 24, 2009	no	STATESVILLE, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••••••••• W••••• M••••••••• S••••••• L••	Jul 24, 2009	Jun 17, 2009	-37	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Mar 17, 2005	Mar 17, 2005

Relationships

Registered with (3)

→ P••••••••• W••••• M••••••••• S••••••• L••Registered adviserregistration: current employment
Jun 17, 2009 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2005 to Jul 24, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 9, 2003 to Mar 17, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.