DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
RALEIGH, NC | Durham, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 1, 2018 | n/a | yes | RALEIGH, NC|Durham, NC | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 7, 2016 | Aug 29, 2018 | no | APEX, NC|CARY, NC|APEX, NC|LENOIR, NC|RALEIGH, NC|CARY, NC|RALEIGH, NC|RALEIGH, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 29, 2018 | Oct 1, 2018 | 33 | Firm change | Ibd to ibd |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 7, 2016 |
| Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | May 6, 2013 | Dec 31, 2016 | no | RALEIGH, NC|APEX, NC|APEX, NC|RALEIGH, NC|CARY, NC|BOONE, NC|CARY, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| W••••••• C•••••• M••••••••• | Institutional manager | Apr 28, 2011 | May 15, 2013 | no | RALEIGH, NC | Previous registration |
| F••••• O••••• G•••• L•• | n/a | Dec 22, 2010 | Apr 8, 2011 | no | RALEIGH, NC|PINEHURST, NC | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Oct 12, 2004 | Dec 10, 2010 | no | RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jul 3, 2002 | Sep 14, 2004 | no | RALEIGH, NC | Previous registration |
| -115 |
| Bulk transfer |
| Other |
| W••••••• C•••••• M••••••••• | S••••••• I••••••••• S•••••••• I••• | May 15, 2013 | May 6, 2013 | -9 | Firm change | Other |
| F••••• O••••• G•••• L•• | W••••••• C•••••• M••••••••• | Apr 8, 2011 | Apr 28, 2011 | 20 | Firm change | Other |
| W•••• F•••• A••••••• | F••••• O••••• G•••• L•• | Dec 10, 2010 | Dec 22, 2010 | 12 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | W•••• F•••• A••••••• | Sep 14, 2004 | Oct 12, 2004 | 28 | Firm change | Other |