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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ALPHA GENESIS CAPITAL LLC

CRD 173016

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7addfbc5-37f6-7e17-065d-0f94216017e8

Data as of Mar 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2015 to Mar 29, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 0
SEC number: 801-94168
CRD: 173016
Filings on the tape: 4
First filed: Apr 13, 2015
Latest filed: Mar 29, 2017
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIEZ ROMERO-VALDESPINO, PATRICIO	Member	Na	yes	03/2015	Apr 13, 2015	Mar 29, 2017
DIEZ ROMERO-VALDESPINO, PATRICIO	OWNER/ MEMBER	C	yes	06/2014	Apr 13, 2015	Mar 29, 2017
GADEN, YVES, GEORGE	Owner	C	yes	03/2005	Apr 13, 2015	Mar 29, 2017
LEE, DON, CHRISTOPHER	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 13, 2015	Mar 29, 2017
PATISA CONSULTING LLC	Owner	C	yes	04/2015	Apr 13, 2015	Mar 29, 2017
REGO, RODRIGO, DA CUNHA	OWNER/ MEMBER	C	yes	03/2005	Apr 13, 2015	Mar 29, 2017
REGO, RODRIGO, DA CUNHA	CHIEF EXECUTIVE OFFICER	Na	yes	07/2013	Apr 13, 2015	Mar 29, 2017
RGP2 LLC	Owner	D	yes	04/2015	Apr 13, 2015	Mar 29, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GENESIS INVESTMENT ADVISORS, LLC	n/a	Other adviser	$1.0B	N	yes	n/a
GENESIS FUND MANAGEMENT LLC	n/a	Former SEC adviser	$7.8M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	n/a	n/a	4	0	n/a	n/a	n/a
2015	Mar 28, 2016	n/a	n/a	4	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	n/a	n/a	4	4	n/a	n/a

Relationships

Affiliated with (2)

→ AZIMUT INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AZG CAPITALRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← DIEZ ROMERO-VALDESPINO, PATRICIOOwnerOWNER/ MEMBER, ownership code C, individual
Apr 13, 2015 to presentfactForm ADV
← GADEN, YVES, GEORGEOwnerOWNER, ownership code C, individual
Apr 13, 2015 to presentfactForm ADV
← LEE, DON, CHRISTOPHEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 13, 2015 to presentfactForm ADV
← REGO, RODRIGO, DA CUNHAOwnerOWNER/ MEMBER, ownership code C, individual
Apr 13, 2015 to presentfactForm ADV
← PATISA CONSULTING LLCOwnerOWNER, ownership code C, domestic entity
Apr 13, 2015 to presentfactForm ADV
← RGP2 LLCOwnerOWNER, ownership code D, domestic entity
Apr 13, 2015 to presentfactForm ADV

Dated events

Occurred
Apr 13, 2015
First Form ADV filing
Alpha Genesis Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7addfbc5-37f6-7e17-065d-0f94216017e8
First observed: Apr 13, 2015
Last observed: Mar 29, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA GENESIS CAPITAL LLC

CRD 173016

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7addfbc5-37f6-7e17-065d-0f94216017e8

Data as of Mar 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIEZ ROMERO-VALDESPINO, PATRICIO

Member

yes

03/2015

Apr 13, 2015

Mar 29, 2017

DIEZ ROMERO-VALDESPINO, PATRICIO

OWNER/ MEMBER

yes

06/2014

Apr 13, 2015

Mar 29, 2017

GADEN, YVES, GEORGE

Owner

yes

03/2005

Apr 13, 2015

Mar 29, 2017

LEE, DON, CHRISTOPHER

CHIEF COMPLIANCE OFFICER

yes

04/2015

Apr 13, 2015

Mar 29, 2017

PATISA CONSULTING LLC

Owner

yes

04/2015

Apr 13, 2015

Mar 29, 2017

REGO, RODRIGO, DA CUNHA

OWNER/ MEMBER

yes

03/2005

Apr 13, 2015

Mar 29, 2017

REGO, RODRIGO, DA CUNHA

CHIEF EXECUTIVE OFFICER

yes

07/2013

Apr 13, 2015

Mar 29, 2017

RGP2 LLC

Owner

yes

04/2015

Apr 13, 2015

Mar 29, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GENESIS INVESTMENT ADVISORS, LLC

n/a

Other adviser

$1.0B

yes

n/a

GENESIS FUND MANAGEMENT LLC

n/a

Former SEC adviser

$7.8M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

n/a

2015

Mar 28, 2016

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a