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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

AZIMUT INVESTMENT ADVISORS LLC

CRD 134626

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c1b2c9d-fa6d-2dc7-024f-7fd8dbd376bf

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to May 12, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.18 fund_share=0.04 institutional_share=0.02 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-05-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $664M
Private client RAUM: $177MderivedItem 5.D individuals plus high net worth individuals
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $91.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 485
Individual clients: 108
High net worth clients: 82
SEC number: 801-64054
CRD: 134626
Filings on the tape: 38
First filed: Mar 29, 2012
Latest filed: May 12, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Rodrigo C Rego	n/a	MIAMI, FL	21	24	3	no
Larice Pereira Lima	n/a	MIAMI, FL	5	12	n/a	no
ANDRE CORSINI LEAO	n/a	MIAMI, FL	5	15	2	yes
Eduardo Mafra Correa Netto	n/a	MIAMI, FL	4	10	n/a	yes
Maria Leticia Passoni	n/a	MIAMI, FL	1	11	n/a	no
Stefano Maria Biasini	n/a	MIAMI, FL	0	14	n/a	no
WALTER JOSE ALVES	n/a	MIAMI, FL	0	30	4	yes
BRUNO COLACO GORGATTI	n/a	MIAMI, FL	0	25	4	yes
Richard Bierbaum	n/a	MIAMI, FL	0	12	n/a	no
GUSTAVO MAGALHAES PINTO	n/a	MIAMI, FL	0	24	3	no
Shasmir Coria	n/a	MIAMI, FL	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AZIMUT GENESIS HOLDINGS LLC	MANAGING MEMBER	E	yes	03/2005	Nov 16, 2020	Mar 22, 2024
AZIMUT UK HOLDINGS LIMITED	Shareholder	E	yes	07/2021	May 9, 2023	Mar 22, 2024
REGO, RODRIGO, DA CUNHA	OWNER/ MEMBER	C	yes	03/2005	Mar 29, 2012	Mar 22, 2024
REGO, RODRIGO, DA CUNHA	CHIEF EXECUTIVE OFFICER	Na	yes	01/2015	Mar 29, 2012	Mar 22, 2024
AZ US HOLDINGS	Owner	D	no	09/2020	Nov 16, 2020	Mar 22, 2024
AZIMUT HOLDINGS SPA	Owner	E	no	09/2020	Nov 16, 2020	Mar 22, 2024
Gonzalez, Carlos, Javier	CHIEF COMPLIANCE OFFICER	Na	no	03/2021	Mar 24, 2021	Mar 22, 2024
LEAO, ANDRE, CORSINI	CHIEF INVESTMENT OFFICER	Na	no	10/2020	Nov 16, 2020	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANCTUARY ADVISORS, LLC	n/a	Bd affiliated wealth	$35B	N	yes	n/a
SANCTUARY SECURITIES, INC.	n/a	Former SEC adviser	$501M	N	yes	n/a
AZ APICE CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$376M	N	yes	n/a
AZG CAPITAL LLC	n/a	Former SEC adviser	$7.8M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.0B	$664M	10	7	0	n/a	n/a
2024	Mar 20, 2025	$447M	$156M	9	5	0	1	n/a
2023	Mar 22, 2024	$393M	$109M	7	4	0	n/a	n/a
2022	Mar 29, 2023	$289M	$110M	5	3	0	n/a	n/a
2021	Mar 15, 2022	$321M	$136M	4	2	0	n/a	n/a
2020	Mar 24, 2021	$341M	$146M	4	3	0	n/a	n/a
2019	Mar 20, 2020	$416M	$134M	4	3	0	n/a	n/a
2018	Mar 19, 2019	$453M	$153M	4	3	0	n/a	n/a
2017	Mar 22, 2018	$507M	$151M	6	3	0	n/a	n/a
2016	Mar 29, 2017	$459M	$163M	10	9	n/a	n/a	n/a
2015	Mar 28, 2016	$657M	$228M	9	8	n/a	n/a	n/a
2014	Mar 31, 2015	$824M	$244M	10	9	n/a	n/a	n/a
2013	Mar 14, 2014	$769M	$182M	9	9	n/a	n/a	n/a
2012	Mar 22, 2013	$756M	$164M	11	9	n/a	n/a	n/a
2011	Mar 29, 2012	$809M	$224M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	3	-1	27.3%	0	1	0	3	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$447M	124.3%	$289M	51.4%	10	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AZ APICE CAPITAL MANAGEMENT LLC	2	Feb 3, 2026	Feb 26, 2026	MIAMI, FL	Team lift out	RIA to RIA	100.0%

Relationships

Affiliated with (12)

← TRU INDEPENDENCE ASSET MANAGEMENT 2, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SANCTUARY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TRU INDEPENDENCE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← AACP INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KENNEDY CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ AZG CAPITALRegistered adviserother investment adviser, common control
factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserbroker-dealer, common control
factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AZ APICE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← AZ APICE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← AZG CAPITALRegistered adviserother investment adviser, common control
factForm ADV
← ALPHA GENESIS CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (18)

← Shasmir CoriaAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← GUSTAVO MAGALHAES PINTOAdvisorregistration: previous registration
Jun 29, 2005 to Dec 31, 2025factForm ADV
← Richard BierbaumAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← WALTER JOSE ALVESAdvisorregistration: current employment
Feb 26, 2026 to presentfactForm ADV
← BRUNO COLACO GORGATTIAdvisorregistration: current employment
Feb 26, 2026 to presentfactForm ADV
← Stefano Maria BiasiniAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Maria Leticia PassoniAdvisorregistration: current employment
May 8, 2025 to presentfactForm ADV
← Eduardo Mafra Correa NettoAdvisorregistration: current employment
Jan 20, 2022 to presentfactForm ADV
← ANDRE CORSINI LEAOAdvisorregistration: current employment
Sep 10, 2021 to presentfactForm ADV
← Larice Pereira LimaAdvisorregistration: current employment
Feb 1, 2021 to presentfactForm ADV
← Rodrigo C RegoAdvisorregistration: current employment
Jun 29, 2005 to presentfactForm ADV
← STEPHANIE CORDEIRO CESARAdvisorregistration: previous registration
Apr 15, 2024 to Aug 24, 2026factForm ADV
← Camile InfanteAdvisorregistration: previous registration
Dec 23, 2025 to Mar 27, 2026factForm ADV
← Felipe T SezerinoAdvisorregistration: previous registration
Feb 22, 2021 to Dec 15, 2022factForm ADV
← ANDRES ROBERTO SINCLAIRAdvisorregistration: previous registration
Dec 12, 2005 to Nov 12, 2020factForm ADV
← Travis AldridgeAdvisorregistration: previous registration
Jun 10, 2009 to May 8, 2018factForm ADV
← MARCELO FERRAZ CASTRO ALVESAdvisorregistration: previous registration
May 5, 2010 to Jun 1, 2011factForm ADV
← ROBERTO ALVAREZAdvisorregistration: previous registration
Feb 12, 2008 to Aug 28, 2008factForm ADV

Moved with (1)

← AZ APICE CAPITAL MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Feb 3, 2026 to Feb 26, 2026factForm ADV

Owns (4)

← LEAO, ANDRE, CORSINIOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 16, 2020 to Mar 22, 2024factForm ADV
← Gonzalez, Carlos, JavierOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2021 to Mar 22, 2024factForm ADV
← AZ US HOLDINGSOwnerOWNER, ownership code D, foreign entity
Nov 16, 2020 to Mar 22, 2024factForm ADV
← AZIMUT HOLDINGS SPAOwnerOWNER, ownership code E, foreign entity
Nov 16, 2020 to Mar 22, 2024factForm ADV

Controls (3)

← REGO, RODRIGO, DA CUNHAOwnerOWNER/ MEMBER, ownership code C, individual
Mar 29, 2012 to Mar 22, 2024factForm ADV
← AZIMUT GENESIS HOLDINGS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 16, 2020 to Mar 22, 2024factForm ADV
← AZIMUT UK HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
May 9, 2023 to Mar 22, 2024factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Stephanie Cordeiro Cesar left Azimut Investment Advisors Llc for Ameriprise Financial Services, Llc (registered 2026-09-01)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2026
Advisor changed firm
Camile Infante left Azimut Investment Advisors Llc for Ubs Financial Services Inc. (registered 2026-06-01)
Form ADVobserved 4 days ago
Occurred
Feb 3, 2026
Team lift-out
2 advisors left AZ Apice Capital Management LLC (Miami, FL) for Azimut Investment Advisors LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 2, 2026
Regulatory AUM changed
Azimut Investment Advisors Llc reported RAUM $1.1B, up 74% from $639.1M (2025-12-23 to 2026-02-02)
Form ADVobserved 4 days ago
$471M
Occurred
Dec 31, 2025
Advisor changed firm
Gustavo Magalhaes Pinto left Azimut Investment Advisors Llc for Azg Capital (registered 2011-06-22)
Form ADVobserved 4 days ago
Occurred
Dec 23, 2025
Regulatory AUM changed
Azimut Investment Advisors Llc reported RAUM $639.1M, up 43% from $447.0M (2025-03-20 to 2025-12-23)
Form ADVobserved 4 days ago
$192M
Occurred
Mar 22, 2024
Regulatory AUM changed
Azimut Investment Advisors Llc reported RAUM $392.5M, up 36% from $288.9M (2023-05-09 to 2024-03-22)
Form ADVobserved 4 days ago
$104M
Occurred
Dec 15, 2022
Advisor changed firm
Felipe T Sezerino left Azimut Investment Advisors Llc for Morgan Stanley (registered 2024-09-09)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c1b2c9d-fa6d-2dc7-024f-7fd8dbd376bf
First observed: Mar 29, 2012
Last observed: May 12, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AZIMUT INVESTMENT ADVISORS LLC

CRD 134626

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c1b2c9d-fa6d-2dc7-024f-7fd8dbd376bf

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Rodrigo C Rego

n/a

MIAMI, FL

Larice Pereira Lima

n/a

MIAMI, FL

n/a

ANDRE CORSINI LEAO

n/a

MIAMI, FL

yes

Eduardo Mafra Correa Netto

n/a

MIAMI, FL

n/a

yes

Maria Leticia Passoni

n/a

MIAMI, FL

n/a

Stefano Maria Biasini

n/a

MIAMI, FL

n/a

WALTER JOSE ALVES

n/a

MIAMI, FL

yes

BRUNO COLACO GORGATTI

n/a

MIAMI, FL

yes

Richard Bierbaum

n/a

MIAMI, FL

n/a

GUSTAVO MAGALHAES PINTO

n/a

MIAMI, FL

Shasmir Coria

n/a

MIAMI, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AZIMUT GENESIS HOLDINGS LLC

MANAGING MEMBER

yes

03/2005

Nov 16, 2020

Mar 22, 2024

AZIMUT UK HOLDINGS LIMITED

Shareholder

yes

07/2021

May 9, 2023

Mar 22, 2024

REGO, RODRIGO, DA CUNHA

OWNER/ MEMBER

yes

03/2005

Mar 29, 2012

Mar 22, 2024

REGO, RODRIGO, DA CUNHA

CHIEF EXECUTIVE OFFICER

yes

01/2015

Mar 29, 2012

Mar 22, 2024

AZ US HOLDINGS

Owner

09/2020

Nov 16, 2020

Mar 22, 2024

AZIMUT HOLDINGS SPA

Owner

09/2020

Nov 16, 2020

Mar 22, 2024

Gonzalez, Carlos, Javier

CHIEF COMPLIANCE OFFICER

03/2021

Mar 24, 2021

Mar 22, 2024

LEAO, ANDRE, CORSINI

CHIEF INVESTMENT OFFICER

10/2020

Nov 16, 2020

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANCTUARY ADVISORS, LLC

n/a

Bd affiliated wealth

$35B

yes

n/a

SANCTUARY SECURITIES, INC.

n/a

Former SEC adviser

$501M

yes

n/a

AZ APICE CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$376M

yes

n/a

AZG CAPITAL LLC

n/a

Former SEC adviser

$7.8M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.0B

$664M

n/a

2024

Mar 20, 2025

$447M

$156M

n/a

2023

Mar 22, 2024

$393M

$109M

n/a

2022

Mar 29, 2023

$289M

$110M

n/a

2021

Mar 15, 2022

$321M

$136M

n/a

2020

Mar 24, 2021

$341M

$146M

n/a

2019

Mar 20, 2020

$416M

$134M

n/a

2018

Mar 19, 2019

$453M

$153M

n/a

2017

Mar 22, 2018

$507M

$151M

n/a

2016

Mar 29, 2017

$459M

$163M

n/a

2015

Mar 28, 2016

$657M

$228M

n/a

2014

Mar 31, 2015

$824M

$244M

n/a

2013

Mar 14, 2014

$769M

$182M

n/a

2012

Mar 22, 2013

$756M

$164M

n/a

2011

Mar 29, 2012

$809M

$224M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

27.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$447M

124.3%

$289M

51.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AZ APICE CAPITAL MANAGEMENT LLC

Feb 3, 2026

Feb 26, 2026

MIAMI, FL

Team lift out

RIA to RIA

100.0%