DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K••••• P•••••• W••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• P•••••• W••••• S•••••••• L•• | Bd affiliated wealth | Jun 10, 2025 | n/a | yes | AUSTIN, TX|Scottsdale, AZ|GLENDALE, AZ | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Nov 21, 2016 | Jun 17, 2025 | no | SURPRISE, AZ|PEORIA, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|PEORIA, AZ|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | K••••• P•••••• W••••• S•••••••• L•• | Jun 17, 2025 | Jun 10, 2025 | -7 | Firm change | Wirehouse to ibd |
| A••••••••• F•••••••• S•••••••• L•• | W•••• F•••• A••••••• | Dec 31, 2009 | Nov 21, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:155193:AZ:2025-06-17 | Jun 17, 2025 | Jun 10, 2025 | SCOTTSDALE, AZ | Firm change |
| Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Dec 31, 2009 | no | Phoenix, AZ | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jul 3, 2008 | Oct 5, 2009 | no | SUN CITY, AZ | Previous registration |
| 2,517 |
| Firm change after gap |
| Ibd to wirehouse |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |