M••• L••••

Advisor at E•• F•••••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ae30a8e-27ff-f9f5-2607-0e0cb9539935

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Aug 26, 2026	n/a	yes	SANDY SPRINGS, GA\|HOOVER, AL	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Dec 12, 2023	n/a	yes	INDIANAPOLIS, IN\|Hoover, AL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	O••••••••• S••••••••• I•••	Dec 12, 2023	Dec 12, 2023	0	Firm change	Ibd to ibd
C•••••• S••••• • C••• I•••	M•• I•••••••• S•••••••• L••	Jan 5, 2021	May 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:4173:AL:2023-12-12	Dec 12, 2023	Dec 12, 2023	HOOVER, AL	Firm change

Relationships

Registered with (6)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 12, 2023 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 6, 2021 to Dec 12, 2023factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Dec 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ae30a8e-27ff-f9f5-2607-0e0cb9539935
First observed: Mar 23, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.