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RIA / WealthAdvisor40 years in industry

ALAN SCOTT COHEN

Advisor at CONCURRENT INVESTMENT ADVISORS, LLC

Malton, NJ | TAMPA, FL

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Search this name across graphsid dfx:ria:7aeed97e-7288-ab1b-d502-3d2ac8f5e39c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCURRENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 11, 1985
First registration: Jun 6, 2002
Dual registered: no
IAPD individual key: 1418791

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Jan 24, 2023	n/a	yes	Malton, NJ\|TAMPA, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 10, 2018	Jan 23, 2023	no	MARLTON, NJ\|BOCA RATON, FL	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Aug 27, 2012	Dec 19, 2018	no	MOUNT LAUREL, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 1, 2006	Aug 28, 2012	no	VOORHEES, NJ\|VOORHEES, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 6, 2002	Sep 5, 2006	no	VOORHEES, NJ\|VOORHEES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CONCURRENT INVESTMENT ADVISORS, LLC	Jan 23, 2023	Jan 24, 2023	1	Firm change	Wirehouse to new firm
RBC CAPITAL MARKETS, LLC	WELLS FARGO ADVISORS	Dec 19, 2018	Dec 10, 2018	-9	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Aug 28, 2012	Aug 27, 2012	-1	Firm change	Wirehouse to ibd
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Sep 5, 2006	Sep 1, 2006	-4	Firm change	Other

Relationships

Registered with (5)

→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 24, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 10, 2018 to Jan 23, 2023factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Aug 27, 2012 to Dec 19, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2006 to Aug 28, 2012factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 6, 2002 to Sep 5, 2006factForm ADV

Dated events

Occurred
Jan 23, 2023
Advisor changed firm
Alan Scott Cohen left Wells Fargo Advisors for Concurrent Investment Advisors, Llc (registered 2023-01-24)
Form ADVobserved 4 days ago