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Advisor at NORTHROCK PARTNERS, LLC
MINNEAPOLIS, MN | Appleton, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Independent wealth | Feb 4, 2022 | n/a | yes | MINNEAPOLIS, MN|Appleton, WI | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 29, 2016 | Feb 18, 2022 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | NORTHROCK PARTNERS, LLC | Feb 18, 2022 | Feb 4, 2022 | -14 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:167908:WI:2022-02-18 | Feb 18, 2022 | Feb 4, 2022 | APPLETON, WI | Firm change |