RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• S•••• W••••
- N•••••••• P•••••••• L•• independent RIA currentsince Feb 4, 2022 · Minneapolis, Mn
- R•• C•••••• M••••••• L•• national BDJul 29, 2016 to Feb 18, 2022 · Appleton, Wi
- R•• C•••••• M••••••• L•• to N•••••••• P•••••••• L••left Feb 18, 2022, registered Feb 4, 2022 (-14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Ryan Scott Wirth left Rbc Capital Markets, Llc for Northrock Partners, Llc (registered 2022-02-04)Feb 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address