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D••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• E•••••••

Advisor at L•• F•••••••• L••

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b15c2f8-f174-f157-e17d-bd48a2a0c9f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 6, 2018	n/a	yes	SAN ANTONIO, TX\|SAN ANTONIO, TX	Current employment
S••• I••••••••• C••••••	Independent wealth	Jun 1, 2011	Aug 7, 2018	no	SAN ANTONIO, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• I••••••••• C••••••	L•• F•••••••• L••	Aug 7, 2018	Aug 6, 2018	-1	Firm change	RIA to RIA
C•••• I••••••••• S••••••• C••••	S••• I••••••••• C••••••	Jun 2, 2011	Jun 1, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
140994:6413:TX:2018-08-07	Aug 7, 2018	Aug 6, 2018	SAN ANTONIO, TX	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 6, 2018 to presentfactForm ADV
→ S••• I••••••••• C••••••Registered adviserregistration: previous registration
Jun 1, 2011 to Aug 7, 2018factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Oct 7, 2005 to Jun 2, 2011factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b15c2f8-f174-f157-e17d-bd48a2a0c9f4
First observed: Mar 28, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.