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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MATTHEW LAWRENCE DARPEL

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Fort Wright, KY

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Search this name across graphsid dfx:ria:7b2bb593-9973-3cc4-6f6a-8e37ce0d47a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 28, 2002
First registration: Sep 30, 2002
Dual registered: yes, broker-dealer
Other names: MATTHEW L. DARPEL|MATTHEW L DARPEL
IAPD individual key: 4458588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Aug 13, 2026	n/a	yes	Fort Wright, KY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 4, 2025	Jul 13, 2026	no	VILLA HILLS, KY\|CRESTVIEW HILLS, KY\|SAN DIEGO, CA	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Dec 10, 2018	Aug 25, 2026	no	Crestview Hills, KY	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 11, 2018	Dec 7, 2018	no	Crestview Hills, KY	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Nov 4, 2013	Oct 10, 2018	no	CRESTVIEW HILLS, KY	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 27, 2005	Oct 31, 2013	no	CHILLICOTHE, OH\|CRESTVIEW HILLS, KY\|FT. MITCHELL, KY	Previous registration
PAN-AMERICAN INVESTMENT ADVISERS, INC.	n/a	May 18, 2004	Jan 31, 2005	no	FT. MITCHELLE, KY	Previous registration
CREATIVE FINANCIAL DESIGNS, INC.	Bd affiliated wealth	Sep 30, 2002	Nov 19, 2003	no	FLORENCE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT ADVISOR ALLIANCE, LLC	LPL FINANCIAL LLC	Aug 25, 2026	Nov 4, 2025	-294	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	ROBERT W. BAIRD & CO. INCORPORATED	Jul 13, 2026	Aug 13, 2026	31	Firm change	Ibd to RIA
INDEPENDENT FINANCIAL PARTNERS	INDEPENDENT ADVISOR ALLIANCE, LLC	Dec 7, 2018	Dec 10, 2018	3	Firm change	Ibd to RIA
CETERA ADVISORS LLC	INDEPENDENT FINANCIAL PARTNERS	Oct 31, 2013	Nov 4, 2013	4	Firm change	Other
PAN-AMERICAN INVESTMENT ADVISERS, INC.	CETERA ADVISORS LLC	Jan 31, 2005	Jan 27, 2005	-4	Firm change	Other
CREATIVE FINANCIAL DESIGNS, INC.	PAN-AMERICAN INVESTMENT ADVISERS, INC.	Nov 19, 2003	May 18, 2004	181	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:168267:KY:2018-12-07	Dec 7, 2018	Dec 10, 2018	CRESTVIEW HILLS, KY	Firm change

Relationships

Registered with (7)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Dec 10, 2018 to Aug 25, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 4, 2025 to Jul 13, 2026factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 11, 2018 to Dec 7, 2018factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 27, 2005 to Oct 31, 2013factForm ADV
→ PAN-AMERICAN INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
May 18, 2004 to Jan 31, 2005factForm ADV
→ CREATIVE FINANCIAL DESIGNS, INC.Registered adviserregistration: previous registration
Sep 30, 2002 to Nov 19, 2003factForm ADV

Dated events

Occurred
Aug 25, 2026
Advisor changed firm
Matthew Lawrence Darpel left Independent Advisor Alliance, Llc for Lpl Financial Llc (registered 2025-11-04)
Form ADVobserved 4 days ago
Occurred
Jul 13, 2026
Advisor changed firm
Matthew Lawrence Darpel left Lpl Financial Llc for Robert W. Baird & Co. Incorporated (registered 2026-08-13)
Form ADVobserved 4 days ago