RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L••••••• D•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Aug 13, 2026 · Fort Wright, Ky
- L•• F•••••••• L•• BD affiliatedNov 4, 2025 to Jul 13, 2026 · Villa Hills, Ky
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealthDec 10, 2018 to Aug 25, 2026 · Crestview Hills, Ky
- I••••••••• F•••••••• P••••••• BD affiliatedOct 11, 2018 to Dec 7, 2018 · Crestview Hills, Ky
- I••••••••• F•••••••• P••••••• BD affiliatedNov 4, 2013 to Oct 10, 2018 · Crestview Hills, Ky
- C••••• A••••••• L•• formerJan 27, 2005 to Oct 31, 2013 · Chillicothe, Oh
- P••••••••• I••••••••• A•••••••• I••• unclassifiedMay 18, 2004 to Jan 31, 2005 · Ft. Mitchelle, Ky
- C••••••• F•••••••• D••••••• I••• BD affiliatedSep 30, 2002 to Nov 19, 2003 · Florence, Ky
- I••••••••• A•••••• A•••••••• L•• to L•• F•••••••• L••left Aug 25, 2026, registered Nov 4, 2025 (-294 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Jul 13, 2026, registered Aug 13, 2026 (31 days) · Affiliated broker-dealer or bank to independent RIA
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Dec 7, 2018, registered Dec 10, 2018 (3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••• A••••••• L•• to I••••••••• F•••••••• P•••••••left Oct 31, 2013, registered Nov 4, 2013 (4 days) · Other
- P••••••••• I••••••••• A•••••••• I••• to C••••• A••••••• L••left Jan 31, 2005, registered Jan 27, 2005 (-4 days) · Other
- C••••••• F•••••••• D••••••• I••• to P••••••••• I••••••••• A•••••••• I•••left Nov 19, 2003, registered May 18, 2004 (181 days) · Other
- M•••••• L••••••• D••••• left I••••••••• A•••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-11-04)Aug 25, 2026 · a•••••• firm change · fact
- M•••••• L••••••• D••••• left L•• F•••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2026-08-13)Jul 13, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address