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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Brian Lee Turbeville

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:7b2e4471-7d50-1615-7ca0-8db41713caff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 26, 2020
First registration: Jun 29, 2020
Dual registered: yes, broker-dealer
Other names: Brian Lee Turbeville|Brian Lee Turbeville|Brian L Turbeville
IAPD individual key: 7218974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 7, 2025	n/a	yes	Westlake, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 18, 2022	Sep 7, 2023	no	Potomac, MD	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 18, 2022	Oct 14, 2022	no	Potomac, MD\|Bethesda, MD\|Gaithersburg, MD\|OMAHA, NE	Previous registration
EDWARD JONES	National bd RIA	Jun 29, 2020	Apr 12, 2022	no	Rockville, MD\|ST LOUIS, MO\|ROCKVILLE, MD\|ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Feb 7, 2025	519	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	May 18, 2022	-149	Bulk transfer	Other
EDWARD JONES	TD AMERITRADE, INC.	Apr 12, 2022	May 18, 2022	36	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 18, 2022 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 18, 2022 to Oct 14, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 29, 2020 to Apr 12, 2022factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
Brian Lee Turbeville left Edward Jones for Td Ameritrade, Inc. (registered 2022-05-18)
Form ADVobserved 5 days ago