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Advisor at ARC ELEMENT WEALTH DESIGN
PAPILLION, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARC ELEMENT WEALTH DESIGN | State registered | May 6, 2024 | n/a | yes | PAPILLION, NE | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 3, 2022 | May 15, 2024 | no | Omaha, NE | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 22, 2008 | Sep 7, 2023 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 22, 2008 | Oct 14, 2022 | no | Omaha, NE|OMAHA, NE|OMAHA, NE|Omaha, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | ARC ELEMENT WEALTH DESIGN | May 15, 2024 | May 6, 2024 | -9 | Firm change | Ibd to state RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Sep 7, 2023 | Feb 3, 2022 | -581 | Bulk transfer | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Feb 22, 2008 | -5,348 | Bulk transfer | Other |