DFX Intelligence

A•••••• D•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant25 years in industry

A•••••• D•••••• S•••••

Advisor at A•• W••••• M••••••••• L••

Hoover, AL

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Search this name across graphsid dfx:ria:7b323dbd-199a-9696-fef9-3a5865da21b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• M••••••••• L••	State registered	Oct 29, 2019	n/a	yes	Hoover, AL	Current employment
T•••••• W••••• A•••••••• I•••	Former SEC adviser	Jul 28, 2017	Jun 20, 2019	no	Hoover, AL\|ACWORTH, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• W••••• A•••••••• I•••	A•• W••••• M••••••••• L••	Jun 20, 2019	Oct 29, 2019	131	Firm change	RIA to state RIA
E•••• S••••••••• L••	T•••••• W••••• A•••••••• I•••	Jul 19, 2017	Jul 28, 2017

Relationships

Registered with (3)

→ A•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ T•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2017 to Jun 20, 2019factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2003 to Jul 19, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b323dbd-199a-9696-fef9-3a5865da21b5
First observed: Aug 8, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.