DFX Intelligence

D•••• M•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D•••• M•••• G••••••••

Advisor at A••••••• I••••••••• A•••••••• L••

DALLAS, TX | Grand Rapids, MN

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Search this name across graphsid dfx:ria:7b33ce8b-f700-f80e-7ba2-99d01d4ae7cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 8, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Jan 18, 2024	n/a	yes	Grand Rapids, MN\|DALLAS, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 15, 2018	Feb 3, 2023	no	Bemidji, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	A••••••• I••••••••• A•••••••• L••	Feb 3, 2023	Jan 18, 2024	349	Firm change	Ibd to RIA
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Jun 20, 2018	Jun 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:322879:MN:2023-02-02	Feb 3, 2023	Jan 18, 2024	BEMIDJI, MN	Firm change

Relationships

Registered with (3)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 18, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 15, 2018 to Feb 3, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 8, 2015 to Jun 20, 2018factForm ADV

Dated events

Occurred
Feb 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b33ce8b-f700-f80e-7ba2-99d01d4ae7cf
First observed: May 8, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.