DFX Intelligence

J••••• C•• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••••• C•• G•••••••

Advisor at O•••••••

BEACHWOOD, OH | WESTLAKE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Dec 20, 2019	n/a	yes	BEACHWOOD, OH\|WESTLAKE, OH	Current employment
E•••••••• A•••••••• L••	National bd RIA	Apr 5, 2016	Jan 10, 2020	no	INDEPENDENCE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	O•••••••	Jan 10, 2020	Dec 20, 2019	-21	Firm change	Ibd to RIA
R•••••• W•••••	E•••••••• A•••••••• L••	Apr 12, 2016	Apr 5, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
123047:6627:MI:2016-04-12	Apr 12, 2016	Apr 5, 2016	LANSING, MI	Firm change

Relationships

Registered with (7)

→ O•••••••Registered adviserregistration: current employment
Dec 20, 2019 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 5, 2016 to Jan 10, 2020factForm ADV
→ R•••••• W•••••Registered adviserregistration: previous registration
Jul 10, 2013 to Apr 12, 2016factForm ADV
→ M••••••• P••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.