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B••••••••• M•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••••••••• M•••• S••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Wheeling, WV | North Myrtle Beach, SC | Hidden Valley, PA

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Search this name across graphsid dfx:ria:7b392bd9-4674-1d69-3dd6-0366401d95b7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 17, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 2, 2018	n/a	yes	North Myrtle Beach, SC\|North Myrtle Beach, SC\|Wheeling, WV\|Hidden Valley, PA	Current employment
S••••••• C•••••• M•••••••••	Independent wealth	Mar 31, 2006	May 24, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• C•••••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	May 24, 2018	May 2, 2018	-22	Firm change	RIA to ibd
B••• O•• S••••••••• C•••••••••	S••••••• C•••••• M•••••••••	Sep 3, 2003

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 2, 2018 to presentfactForm ADV
→ S••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 31, 2006 to May 24, 2018factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 17, 1998 to Sep 3, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b392bd9-4674-1d69-3dd6-0366401d95b7
First observed: Jul 17, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.