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Advisor at WELLS FARGO ADVISORS
WESTLAKE VILLAGE, CA | OJAI, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 6, 2026 | n/a | yes | OJAI, CA|WESTLAKE VILLAGE, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 30, 2024 | Apr 7, 2026 | no | MOORPARK, CA|CAMARILLO, CA|CAMARILLO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 20, 2023 | Oct 3, 2024 | no | Camarillo, CA|NEW YORK, NY|OXNARD, CA|SANTA CLARITA, CA|CAMARILLO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Apr 7, 2026 | Apr 6, 2026 | -1 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 3, 2024 | Sep 30, 2024 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2026-03-25 | Apr 7, 2026 | Apr 6, 2026 | CAMARILLO, CA | Firm change |
| 7691:79:CA:2024-09-23 | Oct 3, 2024 | Sep 30, 2024 | CAMARILLO, CA | Firm change |