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Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Peterson, MN | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Jun 18, 2024 | n/a | yes | Peterson, MN|ST. LOUIS, MO|ST. LOUIS, MO | Current employment |
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Mar 10, 2022 | Sep 8, 2023 | no | ST. LOUIS, MO|ST. LOUIS, MO|Plymouth, MN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2017 | Mar 17, 2022 | no | WAYZATA, MN | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 17, 2013 | Sep 21, 2017 | no | Edina, MN | Previous registration |
| FINTEGRA, LLC | Former SEC adviser | Aug 22, 2011 | Jul 24, 2012 | no | WINONA, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 29, 2006 | Dec 3, 2010 | no | FARGO, ND|WINONA, MN | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 27, 2005 | Mar 3, 2006 | no | FARGO, ND|FARGO, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Mar 17, 2022 | Mar 10, 2022 | -7 | Firm change | Wirehouse to ibd |
| CHARLES SCHWAB & CO., INC. | WELLS FARGO ADVISORS | Sep 21, 2017 | Sep 29, 2017 | 8 | Firm change | Ibd to wirehouse |
| FINTEGRA, LLC | CHARLES SCHWAB & CO., INC. | Jul 24, 2012 | Jan 17, 2013 | 177 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | FINTEGRA, LLC | Dec 3, 2010 | Aug 22, 2011 | 262 | Firm change | Other |
| WADDELL & REED | WELLS FARGO INVESTMENTS, LLC | Mar 3, 2006 | Aug 29, 2006 | 179 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:146936:MN:2022-03-14 | Mar 17, 2022 | Mar 10, 2022 | WAYZATA, MN | Firm change |