RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• K• B••••
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Jun 18, 2024 · Peterson, Mn
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliatedMar 10, 2022 to Sep 8, 2023 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 29, 2017 to Mar 17, 2022 · Wayzata, Mn
- C•••••• S••••• • C••• I••• national BDJan 17, 2013 to Sep 21, 2017 · Edina, Mn
- F•••••••• L•• formerAug 22, 2011 to Jul 24, 2012 · Winona, Mn
- W•••• F•••• I••••••••• L•• unclassifiedAug 29, 2006 to Dec 3, 2010 · F••••, Nd
- W•••••• • R••• formerOct 27, 2005 to Mar 3, 2006 · F••••, Nd
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Mar 17, 2022, registered Mar 10, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left Sep 21, 2017, registered Sep 29, 2017 (8 days) · Affiliated broker-dealer or bank to wirehouse
- F•••••••• L•• to C•••••• S••••• • C••• I•••left Jul 24, 2012, registered Jan 17, 2013 (177 days) · Other
- W•••• F•••• I••••••••• L•• to F•••••••• L••left Dec 3, 2010, registered Aug 22, 2011 (262 days) · Other
- W•••••• • R••• to W•••• F•••• I••••••••• L••left Mar 3, 2006, registered Aug 29, 2006 (179 days) · Other
- M••••••• K• B•••• left W•••• F•••• A••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2022-03-10)Mar 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address