L••• Y•••• K••

Advisor at T••••• A••••••• S•••••••• I•••

BUFORD, GA

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Search this name across graphsid dfx:ria:7b40891a-f851-721a-5d4c-e3e5530a164d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jun 24, 2025	n/a	yes	BUFORD, GA	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Aug 3, 2016	Dec 10, 2024	no	ST PETERSBURG, FL\|JOHNS CREEK, GA\|Buford, GA\|Cedar Rapids, IA\|BUFORD, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	T••••• A••••••• S•••••••• I•••	Dec 10, 2024	Jun 24, 2025	196	Firm change	Ibd to ibd
F•• S••••••••• C•••••••••	T••••••••• F•••••••• A•••••••• L••	Jul 5, 2016	Aug 3, 2016

Relationships

Registered with (3)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 24, 2025 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 3, 2016 to Dec 10, 2024factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 21, 2011 to Jul 5, 2016factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b40891a-f851-721a-5d4c-e3e5530a164d
First observed: Dec 21, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.