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M••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

M••••• V•••••

Advisor at B•• P•••••• A•••• M••••••••• U• • L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b4700fb-a523-3793-39d2-26b35a925043

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••• A•••• M••••••••• U• • L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••• A•••• M••••••••• U• • L••	Asset manager	Feb 15, 2024	n/a	yes	NEW YORK, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 16, 2021	Apr 12, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B•• P•••••• A•••• M••••••••• U• • L••	Apr 12, 2022	Feb 15, 2024	674	Firm change after gap	Other
M••••• S••••••	U•• F•••••••• S••••••• I•••	Oct 30, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:152538:FL:2022-04-12	Apr 12, 2022	Feb 15, 2024	CORALGABLES, FL	Firm change after gap
149777:8174:NY:2020-10-30	Oct 30, 2020	Jul 16, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ B•• P•••••• A•••• M••••••••• U• • L••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2021 to Apr 12, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 21, 2020 to Oct 30, 2020factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
M••••• V••••• left U•• F•••••••• S••••••• I••• for B•• P•••••• A•••• M••••••••• U• • L•• (registered 2024-02-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b4700fb-a523-3793-39d2-26b35a925043
First observed: May 21, 2020
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.